12/03/2014
RBC boosts board
He is a Director and Senior Partner of McKinsey & Company based in New York City.
People Moves
12/02/2014
Sage Private Wealth Group Recruits Two Independent Advisors
Sage Private Wealth Group, a Wheaton, Ill.-based independent firm affiliated with Raymond James Financial Services, has recruited two financial advisors.
12/02/2014
Santander Names JPMorgan's Ryan Chairman of U.S. Operation
Former Chair Jerry Grundhofer retires- Mr. Ryan's experience makes him "the right choice" as Chairman to "strengthen SHUSA"
12/02/2014
Sun Life Financial boosts board
She has more than two decades of corporate executive and capital markets experience.
12/02/2014
BNY Mellon boosts board
BNY Mellon, a global leader in investment management and investment services, today announced that it has elected Ed Garden, Chief Investment Officer and a founding partner of Trian Fund Management, L.P. as a director, effective immediately.
12/02/2014
Raymond James Adds Ex-LPL Group in N.J.
Boutique wealth groups add teams in Arizona and Iowa
12/02/2014
Merrill Lynch loses veteran 7-broker team to Raymond James
Bank of America's Merrill Lynch lost a 34-year veteran broker and his six-person team to Raymond James & Associates last month, a spokeswoman for parent company Raymond James Financial confirmed on Monday.
11/30/2014
Former George Washington University CIO joins American Institutes for Research
Don Lindsey was named chief investment officer of the American Institutes for Research
11/27/2014
DeYoe Wealth Management expands team
He comes to DeYoe Wealth Management with over 18 years of experience in the wealth management and trust industry.
11/27/2014
Buffalo banker returns to lead Wilmington Trust office
She was most recently a private client adviser at U.S. Trust, the private wealth management unit of Bank of America.
11/27/2014
Silicon Valley Bank puts Wibke Pendse in charge of UK business
Wibke Pendse is moving from California to London to lead Silicon Valley Bank’s private equity finance and banking business in the UK.
11/26/2014
UBS Nets Advisor With $1.5B in AUM
A Merrill Lynch advisor managing $1.5 billion in assets has left the wirehouse to join UBS Private Wealth Management, according to a UBS spokesman.
11/26/2014
First Foundation Appoints Tyler Resh as Director of Marketing and Strategy
Resh will oversee brand stewardship for the firm as it continues its rapid pace of growth Strategic hire coincides with public listing on the NASDAQ Global Stock Market
11/26/2014
Cypress Wealth Advisors Names Principal
Before Cypress, Renaudin worked as a Senior Associate Portfolio Manager for The Bank of New York Mellon in San Francisco.
11/26/2014
United Bank's United Northeast Financial Advisors Earns #3 National Ranking in Latest Bank Wealth Management Report
United Northeast Financial Advisors moved up a notch to #3 compared to the #4 ranking they earned from a similar report issued earlier this year reflecting the first quarter of 2014.
11/26/2014
KPMG names Chadwick national tax leader for venture capital
He is a member of the management committee in KPMG's San Francisco office and has worked in the firm's offices in the U.K., France and Hong Kong
11/26/2014
LPL Financial boosts Board
He brings decades of operational and financial and accounting industry experience to Board and Audit Committee
11/26/2014
For an investor banned from the securities industry, Philip Falcone is plenty busy
Harbinger Group Chairman, CEO Will Receive Lump-Sum Payment of $40 Million
11/26/2014
A new chief exec for Harlem bank
Harlem-based Carver Federal Savings last week announced that Michael Pugh, its president and chief operating officer, will replace longtime Chief Executive Deborah Wright at the end of the year.
11/26/2014
Bessemer Trust Welcomes New Hedge Fund Director
Gina Gurgiolo has joined the Mercer Chicago office's defined contribution advisors specialty practice; more