02/27/2015
Loring Ward appoints Chief Investment Officer
“We are thrilled to have Payel leading our investment committee and bringing her years of investment acumen and direct advisor and client experience,” said Loring Ward President and CEO Alex Potts.
02/27/2015
The bank also said its chief accounting officer is leaving
02/27/2015
He will be a senior FX options trader, based in New York, reporting to Richard Bailey, global head of non-linear FX trading.
02/27/2015
Bank of the West's Wealth Management Group Strengthens Team with Key Hires
Securities and variable annuities are offered through BancWest Investment Services
02/26/2015
Gaugler and Stevenson have also been named Managing Directors.
02/26/2015
Raymond James & Associates, the broker-dealer unit of Raymond James Financial Inc, appointed Marta Shen and A.K. Mashhoon advisers in its Atlanta office
02/26/2015
Veteran U.S. brokerage lawyer McKay to join Barclays
Kevin McKay, who began his Wall Street legal career in 1978 at E.F. Hutton, will join Barclays PLC's wealth and investment management division in the Americas next month as general counsel
02/26/2015
KPMG Appoints Global Head of Audit
He will serve on the KPMG Global Management Team under KPMG International Chairman John B. Veihmeyer.
02/26/2015
MRA's expansion of its salestrading effort comes as investors continue to confront global risks
02/26/2015
The investment bank also announced the appointment of Gene Sykes, currently co-head of global M&A, as co-chairman of global M&A Thursday morning, according to a memo distributed internally.
02/26/2015
During his tenure at CFIP, he managed a variety of senior-level functions including the firm’s operations, finance, legal and compliance activities.
02/25/2015
RBC Wealth Management-U.S. has hired 30-year financial services veteran Nuri Benturk to lead its Corporate & Executive Services group, a new business line that will specialize in serving corporations and their executives.
02/25/2015
Previously, Zises was vice president at Family Management Corporation
02/25/2015
He will connect clients with the bank’s wealth management services in private banking, trusts and estates and wealth planning.
02/25/2015
Piper Jaffray Companies announces that senior bankers Len Sheer, Amrit Agrawal and Bob Lauria joined the Piper Jaffray debt capital markets group to help lead the expansion of the firm’s debt capabilities
02/25/2015
Raymond James hires two advisers from LPL Financial
Raymond James & Associates, Raymond James Financial Inc's broker-dealer, hired John Sedberry and Zachary Jones as advisers in its San Diego office
02/25/2015
The Principal Financial Group announces senior leadership and structural changes
Additionally, distribution teams will align with and report into each operating segment.
02/25/2015
Bank of America Americas equities boss retires
He will remain in his role for a short transition period and a new management structure will be announced in the coming weeks, according to the memo written by Fabrizio Gallo, head of global equities at BofA Merrill.
02/25/2015
“Andrea has played an important role in the development of our global offering for asset managers and I am delighted to see him take the lead of our Brazil office. His new appointment positions us well for future growth in the country.”
02/25/2015
BNY Mellon Investment Management names head of investment strategy
BNY Mellon Investment Management, a unit of Bank of New York Mellon Corp, appointed Ralph Studley to the newly created position of director of investment strategy