04/13/2017
Compliance officers have become critical figures on Wall Street since the financial crisis, helping to ensure that bankers and traders stay out of trouble and avoid massive fines.
04/13/2017
Meanwhile, the $600-million investment arm of Prosperity Bank affiliates with Raymond James Institutions unit
04/13/2017
Merrill Lynch Hires International Financial Advisor from Morgan Stanley
We are excited and pleased that Leon chose Merrill Lynch to expand his capabilities and accelerate the growth of his business. Leon and Johanna are a great team who will add to our ability to serve international clients in Latin America.”
04/12/2017
Jacob’s practice focuses on blockchain/distributed ledger technology (DLT) and fintech
04/12/2017
Tim holds a bachelor’s degree from the University of Oregon
04/12/2017
In addition, Peter Hill will be joining UBS WMA as head of public finance from Wells Fargo where he was U.S. head of public finance since 2009.
04/11/2017
The firm’s private wealth group that services wealthy individuals
04/11/2017
Expansion of fixed income capabilities
04/11/2017
She will be based in Whitehouse Station, and will report to Fran O'Brien, senior vice president, Chubb Group, division president of North America personal risk services.
04/11/2017
Duggirala will report to John Owen, head of the company’s Regional Banking Group.
04/11/2017
He had previously held positions at CA Technologies, Yahoo!, eBay, Homestore and Verisign.
04/11/2017
Patrick Groenendijk has left the Chicago-based asset manager after being named global head of equity strategy in May.
04/10/2017
We are focused on serving a sophisticated clientele that values comprehensive financial advice.
04/10/2017
Joe will be responsible for evaluating new transactions, due diligence, underwriting, and monitoring O2's portfolio companies.
04/10/2017
He also served for nearly 12 years at the SEC as a Senior Enforcement Attorney focusing on various securities law violations.
04/10/2017
He also was the risk management advisor for strategic growth initiatives, acquisitions and new business.
04/09/2017
“We’ve got a pretty clear path that’s delivering results and we’re going to stay on it."
04/09/2017
Wells Fargo's board is expected to release a report on Monday detailing what went wrong at the fourth-largest U.S. bank
04/07/2017
Merrill Lynch Hires Financial Advisor from Wells Fargo
Their practice is based on helping their clients achieve their goals. Our platform and range of capabilities will allow Aaron and Lisa to meet all of their client needs and continue to grow their practice.
04/07/2017
He has been a pioneer in the IT industry due to his research and execution of technology-driven paradigm shifts.