10/18/2017
Miguel Roman Joins Cowen’s Investment Banking Leveraged Finance Group
Cowen’s investment banking professionals bring tailored solutions and unbiased advice to corporate clients rather than leading with a product first approach.
People Moves
10/18/2017
LPL Financial hires Wells Fargo veteran as chief investment strategist
Lynch will report to Chief Investment Officer Burt White, who is also based in Fort Mill.
10/18/2017
BNY Mellon Wealth Management Names Keith N. Franks as Senior Wealth Manager in Winter Park, Florida
Prior to GenSpring, Franks was an investment strategist at ING Finanacial Partners.
10/16/2017
Vannin Capital announces three senior appointments in the United States
These key appointments will make recommendations on future US investments.
10/16/2017
Optimize Wealth Management adds Industry Veteran Warren MacKenzie as their Head of Financial Planning
He is a regular contributor to various media publications such as The Financial Facelift in the Globe and Mail as well as the Money Saver magazine.
10/16/2017
Stephanie Braming Appointed Global Head of William Blair Investment Management
She has been a member of Investment Management’s extended leadership team
10/16/2017
Their father worked for Raymond James, but sisters quit for Ameriprise
The group oversaw $141 million at their former employer, according to Ameriprise.
10/16/2017
Linklaters boosts New York with Mayer Brown team hire
Doug is a leading OTC derivatives lawyer who represents both buy and sell-side institutions
10/13/2017
Credit Suisse on front foot post Stock; mandated on Icebreaker
The privately held company has annual revenue of $NZ220 million.
10/12/2017
Wells Fargo hires Barclays’ compliance chief
The number of fake accounts could be significantly higher than previously thought.
10/12/2017
Greenberg Traurig Expands Key Practices in L.A., Denver
Berkowitz joins in the Land Use and Land Development, and Real Estate practices in the firm’s Los Angeles office.
10/12/2017
TD Announces Changes to Senior Executive Team
The following executive changes are effective November 1, 2017, and all report to Mr. Masrani.
10/11/2017
Andersen Global Announces Advisory Council
Established in 2014 by U.S. member firm Andersen Tax LLC, Andersen Global has more than 2,200 professionals worldwide
10/11/2017
ETC Announces the Addition of Matthew Shatz, Managing Director, Prime Services
He brings with him an impeccable reputation for developing a strong client base, enabling customers to grow their businesses while increasing firm revenue.
10/11/2017
City National adds two execs
Veterans with combined 60 years of experience coming from Regions, U.S. Trust
10/11/2017
Harvest Global appoints Regis Dale as CEO
Harvest Global Investments in London and Bank of America Corp’s Bank of America Merrill Lynch in Hong Kong.
10/10/2017
Gina McCafferty Returns to Cutter Associates as Principal
Cutter Associates appoints Gina McCafferty to lead newly created Wealth practice
10/10/2017
Simon Scales Joins K2 Intelligence Business Investigations Practice
K2 Intelligence's presence in London, and throughout EMEA, continues to grow as our clients are facing a time of significant global disruption.
10/10/2017
New Jersey’s World Insurance Associates Names Costa as COO
World Insurance Associates offers personal and business insurance solutions in 46 states.
10/10/2017
RBC Taps New Wealth Consulting Chief
Nate Angelo comes on board one week after the wealth firm tapped a new head of recruiting