10/09/2017
Senior Morgan Stanley Broker in Virginia Leaves Amid Branch Manager Shuffle
Kurka, whose BrokerCheck record says he has not registered with another firm since his Morgan Stanley registration ended on Oct. 3
People Moves
10/06/2017
Former UBS Private Wealth Regional Manager Joins Independent Firm
It’s taken a couple years and a lot of money.
10/06/2017
Private Client Resources Hires SVP of Product Strategy & Marketing
He was also a member of the founding team of Gapstow Capital Partners.
10/06/2017
AXA Taps Leaders for Investor Relations and Retirement Businesses
He was a senior vice president and managing director for Bernstein Global Wealth Management.
10/06/2017
HighTower hooks a 'rare' Miami catch
Hightower's growth and future as an RIA roll-up and outsourcer -- and recruits like Shachtman -- are not directly affected by restructuring that will affect high-production broker partners
10/06/2017
Chubb Announces New Field Leadership in Major Accounts Division and New York Region
John Alfieri has been appointed Executive Vice President of North America Major Accounts
10/06/2017
SEI appoints US Equity Portfolio Manager
His industry thought leadership and experience in manager selection were important to SEI.
10/05/2017
Grant Thornton names new leader of Financial Services industry practice
He was most recently at EY
10/05/2017
Atlas Private Wealth Management Expands Analysis Team
Justin Bogardus and Joseph Capobianco bring fresh investment insight to Atlas’s Albany office.
10/05/2017
U.S. Trust Hires Market Strategy & Delivery Executive
He holds a B.A. in English Literature from Yale University
10/05/2017
John Kerry Named Chairman of Bank of America Global Advisory Council
"Secretary Kerry’s insights into global affairs are of great value to our council as we focus on a rapidly changing world,” said Bank of America CEO Brian Moynihan.
10/05/2017
Instinet Appoints Head of International Electronic Sales
Greg joined Instinet from Deustche Bank
10/05/2017
KeyCorp appoints Key Family Wealth Investments leader
Key Family Wealth has been growing lately following a refreshing of the brand in 2016.
10/04/2017
Confluence Appoints Chief Operating Officer
Our amazing team is committed to their success through innovation and operational excellence."
10/04/2017
New President of Fidelity Institutional announced
His client focus will help to promote the continued growth of Fidelity Institutional.
10/04/2017
Investcorp founder Nemir Kirdar stands down
Kirdar has been with the firm for 35 years, Yousef Al Ebraheem to succeed
10/04/2017
William F. “Ted” Truscott Re-elected ICI Chairman
New Governors Elected to Board of Investment Company Institute
10/03/2017
Citi Board Elects John C. Dugan and S. Leslie Ireland to Board of Directors
Cybersecurity and anti-money laundering are top priorities for the company.
10/03/2017
Stifel hires new senior VP of investments
He will be based out of Frontenac, Missouri.
10/03/2017
Advisors Asset Management Builds Out Capital Market Group with New Hire
Courtney's appointment marks AAM's continued strength in building out its Capital Markets Group.