03/15/2017
Golden State Wealth Management Welcomes Wealth Manager Christopher Bates, Leaving J.P. Morgan Securities LLC
He soon became a registered representative with Washington Mutual and later.
People Moves
03/15/2017
In Rare Hiring Move, Merrill Recruits a Brazil-focused International Broker
The broker has been with BTG Pactual, a Brazil-based investment firm once owned by UBS AG.
03/15/2017
Bank of America’s Gary Lynch, Former General Counsel, to Retire
Lynch Led Bank’s Giant Mortgage Settlement With Justice Department
03/15/2017
Banc of California Reaches Cooperation Agreement with Legion Partners Asset Management
Legion Partners has agreed to withdraw its notice of nomination and submission of a business proposal submitted to the Company on February 6, 2017.
03/15/2017
State Street Appoints John Lehner to Head of Investment Manager Services Business
State Street is one of the leading providers of investment manager outsourcing services with more than 60 clients globally.
03/14/2017
Bank of America names new market president
She “spent time in various lines of business, supporting both commercial clients and high net worth individuals
03/14/2017
Baird Capital announces promotions
He serves as a board member of Alpha Source, Inc. and Workforce Insight.
03/14/2017
Foresters Asset Management Appoints Chief Investment Officer
FAM manages over CDN$10 billion in fixed income and equity assets for several leading Canadian financial institutions.
03/14/2017
Dartmouth College Appoints Former Money Manager for Michael Bloomberg as New Endowment Chief
As chief investment officer of his family office.
03/14/2017
PIMCO Announces 2017 Managing Directors
The PIMCO Investment Committee and his portfolio expertise spans co-head of the agency MBS portfolio management team.
03/14/2017
Former BlackRock Executive and US Treasury Official Peter Fisher to Join Systemic Risk Council
He is a former senior official at the Federal Reserve and at US Treasury, after which he worked at BlackRock.
03/13/2017
Sherborn’s Peter Whitlock joins Fiduciary Trust Company
Olney is arriving at Fiduciary Trust with two decades of experience in financial and client services, most recently serving as trust officer at U.S. Trust.
03/13/2017
Former Obama Counterterrorism Advisor Joins Morgan Stanley
Jen Easterly joins Morgan Stanley, Merrill Edge redesigns its mobile app and biotech is hot right now.
03/10/2017
Former U.S. Bank executive joins RBC as head of Wealth Planning
A 25-year veteran of the financial services industry, O'Leary most recently served as the head of investment solutions for U.S. Bank Wealth Management.
03/10/2017
Citi Private Bank Recruits New Talent
Seattle remains an important market for Citi Private Bank, particularly amongst the ultra-high net worth client segment.
03/10/2017
Wells Fargo Dolls Up Its Wealth Unit with American Girl Hire
The bank’s Abbot Downing division said Thursday that it had hired historian Mark Speltz from the -owned
03/10/2017
Wells Fargo demotes senior executives in retail banking unit: WSJ
Thousands of employees were fired due to customer abuses, which stemmed from aggressive sales targets implemented by managers.
03/10/2017
KPMG elects Bill Thomas as Global Chairman
He has been a leader in defining KPMG's global strategy and a champion in promoting an inclusive and high-performing culture throughout the KPMG network.
03/10/2017
Fredrik Axsater to Lead Wells Fargo Asset Management’s Strategic Business Segments Group
Wells Fargo Asset Management’s priorities align well with what I believe clients will want and need in the future
03/10/2017
Raymond James Welcomes Veteran Advisor and Team from Merrill Lynch in Louisville, Kentucky
The firm has a high regard both for the role of the advisor and the interests of our clients.