07/15/2015
Morgan Stanley lands $1 bln broker team from Barclays
Depending on the number of Barclays advisers who ultimately join Stifel
People Moves
07/15/2015
BofA’s Ex-European Bond Head Said to Join Brevan Howard
Banks often have higher hurdles for hiring executives than hedge funds
07/15/2015
Well-known investment strategist joins Portland’s Spinnaker Trust
Formerly of Brown Brothers, buys a minority share of the company, as the region builds its resumé in the wealth-management field.
07/15/2015
LPL Picks Up $220M Team from Raymond James
LPL Financial recently brought onboard a six-person advisory team with $220 million in client assets from Raymond James Financial Services.
07/15/2015
Signature Bank Names Two Private Client Banking Teams to Its Growing Network
Bank Continues to Capitalize on Market Opportunities and Identify Veteran Bankers who Join as Teams
07/15/2015
JMP Group Announces Addition of Donald Ellis to Equity Research Department
Prior to joining JMP Securities, Mr. Ellis was a managing director and equity research analyst at Avondale Partners.
07/15/2015
Maxim Group Expands Equity Research team
He has more than 15 years of Equity Research experience in the Consumer Space, and more than 10 years of restaurant industry-specific coverage.
07/14/2015
Matt Malloy quits JPMorgan
He was responsible for providing global advisory, analytics and investment solutions to the company's pension, insurance and institutional clients.
07/14/2015
Touchstone Appoints Rockefeller & Co. as Sub-Advisor to Touchstone Sustainability and Impact Equity Fund
Touchstone Investments announced that Rockefeller & Co.'s heritage of sustainable and responsible investing is now available through the Touchstone Sustainability and Impact Equity Fund.
07/14/2015
Deutsche Bank Hires Head of US Rates Sales
We are thrilled to welcome Bryan to the Bank
07/14/2015
UBS Names Hagstrom, Pasquale to Run U.S. Sales in Stocks Revamp
UBS Group AG appointed Chris Hagstrom and Mike Pasquale co-heads of Americas equities distribution as the Swiss bank looks to regain market share in global stock trading.
07/14/2015
Morgan Stanley Lands $1 Billion Broker Team From Barclays
Morgan Stanley, the world's largest retail brokerage by its number of advisers, said on Tuesday it hired two brokers who managed $1 billion in client assets at Barclays Plc's U.S. wealth and investment management unit.
07/14/2015
U.S Bank's Private Client Reserve names Twin Cities private banking head
This promotion is well-deserved as Liz was most recently the youngest female managing director in The Reserve and led the private banking teams in the Twin Cities.
07/12/2015
Janney Announces Capital Markets Leadership Appointments
All of these leaders have demonstrated agility, resiliency and a keen understanding of our business today
07/12/2015
Another Top Banker Leaves Deutsche Bank
The move comes as Deutsche Bank scales back its investment banking business
07/12/2015
Nappier Names Investment Chief For $30 Billion Pension And Trust Funds
Spalding, a chartered financial analyst, has an eclectic educational background.
07/09/2015
Convergent Wealth Expands Advisory Team in Washington, DC
“To have two such talented professionals on board will further drive Convergent’s bright future,” said CEO Douglas Wolford.
07/09/2015
Jamie Wells named wealth planning director at U.S. Bank's Ascent unit
Wells has more than six years of experience in the financial services industry.
07/09/2015
Michael Brocker Joins Buckhead Investment Partners
Buckhead Investment Partners announced today that Michael Brocker has joined the firm as a Personal Wealth Advisor and Financial Planner.
07/09/2015
Bank of America Names Jackie Yoon Market President for St. Louis
Jackie’s leadership in St. Louis will ensure we are helping all of our customers and clients live their financial lives