05/13/2015
BNY Mellon appoints Senior Deputy General Counsel
He graduated summa cum laude with a bachelor's degree in Economics and Political Science
People Moves
05/13/2015
RWC partners confirms details of new emerging market team
To support the team, RWC Partners has established a new office in Miami and is in the process of establishing an office in Singapore, subject to regulatory approvals.
05/13/2015
Grant Thornton’s Mid-South Private Wealth Services gets new leader
She also serves as a board member for Junior Achievement of Central Carolinas
05/13/2015
Southeast-Based Wealth Management firm appoints principal
He is a member of the Tennessee Bar Association as well as the Mississippi Bar Association.
05/12/2015
DBO Partners Adds Two Highly Regarded and Experienced Technology Bankers as Partners
DBO Partners, a leading merchant banking firm, today announced that Mathew Hein and David DeRuff have joined the firm as Partners
05/12/2015
Barclays hires semiconductor banker from Bank of America
Barclays already has a strong practice in semiconductors
05/12/2015
Former Conn. U.S. Attorney Hired by Previously Sanctioned Investment Firm
The new firm, like SAC Capital, is run by Steven Cohen, who still faces a civil lawsuit by the U.S. Securities and Exchange Commission, which alleges that Cohen failed to supervise the employees who were later found guilty of insider trading. He has denie
05/12/2015
LPL Names Wright to New CTO Slot
The new IBD executive reports to Chief Information Officer Victor Fetter
05/12/2015
Bank of America Merrill Lynch Hires Tech Banker
Bank of America Merrill Lynch has hired Bill Frauenhofer, a longtime adviser to chip-making companies, as its head of global semiconductor investment banking
05/11/2015
Pioneer Investments appoints new head of U.S. equity research
Mr. Sterling is responsible for managing Pioneer’s team of 14 U.S. equity research analysts based in Boston. On May 29, he will become a portfolio manager on the firm’s research-based equity strategies.
05/08/2015
Former Bank of America Assistant General Counsel Monica Thompson Joins McGlinchey Stafford
McGlinchey Stafford PLLC is pleased to announce the addition of Monica S. Thompson as Of Counsel in its Consumer Financial Services group in the firm’s Dallas office
05/08/2015
Baker Tilly Expands Business Information Systems Practice Focused on Government Contractors
Susan Eggleston will bring seventeen years of Deltek product experience to Baker Tilly
05/08/2015
Independent Financial GroupnExpands Wealth Management Division
Independent Financial Group announced today the addition of Kian Rafia as Senior Vice President of Wealth Management. Mr. Rafia will be responsible for the strategy and development of IFG's advisory products.
05/08/2015
Fifth Street Asset Management appoints new MD
He will be responsible for driving growth across Fifth Street's businesses, specifically focusing on expanding its growing structured credit products platform
05/08/2015
Jack Webb retires from NBT executive team
Having Jack on our leadership team for the last two years has been a tremendous asset to NBT
05/08/2015
SEC taps veteran SEC lawyer to oversee asset management unit
The SEC's Division of Investment Management is in charge of writing rules for mutual funds, exchange-traded funds, hedge funds and private equity funds.
05/07/2015
Sabadell United Bank appoints Regional Presidents
Scott Kellett of Naples, Orlando Roche of Miami, and Debra Vasilopoulos of Palm Beach have been promoted to Regional Presidents of Sabadell United Bank
05/07/2015
Deutsche AWM boosts NYC team
He joins ARA with more than 20 years of experience in macroeconomic and financial analysis. Most recently, he served as a Senior Vice President in Investment Strategy & Research at American Realty Capital Properties, where he was responsible for de
05/07/2015
Goldman Sachs Clean-Tech Banker Bernstein to Retire From Firm
Goldman Sachs Group Inc. said Stuart Bernstein, head of the clean technology and renewables and the venture capital coverage groups, is retiring from the firm after 24 years
05/07/2015
Merriman Capital adds Managing Director to the Capital Markets Advisory Group
Gary was one of the early employees at Merriman Capital. He originally joined the company in March 2002 and returned in January 2015.