02/22/2016
Former Co-Chief of the Asset Management Unit of the SEC’s Division of Enforcement to Join Debevoise
Further, she regularly represented the SEC at meetings with other federal, state, and foreign civil and criminal authorities.
People Moves
02/22/2016
Diversified Trust Makes Nine Executive Promotions
The Appointment of Jo Len Clark and Lisa O'Connell to Principal Highlight Leadership Promotions Across Comprehensive Wealth Management Firm's Southeast-Based Footprint
02/19/2016
U.S. Bank Promotes Paul Springmeyer At Private Client Reserve
Prior to joining the Private Client Reserve, he was a portfolio strategist for U.S. Bancorp’s Asset Management Group
02/19/2016
Brief: Victory Park Capital Names Former Goldman Sachs Managing Director New Chief Investment Officer
Upacala will reportedly bring more than 20 years of financial industry experience and over 15 years of investing experience to VPC.
02/18/2016
Family Office Servive head named by Abbot Downing
Freeman, a 25-year veteran in the wealth management industry, served most recently as Abbot Downing's MidAtlantic regional managing director.
02/18/2016
Stephen Hibbard, veteran financial institutions litigator, joins Jones Day as partner in San Francisco
He has represented U.S. and foreign clients in federal and state trials and appeals, as well as in SEC and other regulatory proceedings.
02/18/2016
UBS Said to Hire Credit Suisse's Bassan in Brazil Revamp
UBS is also hiring executives in Chile and Colombia to expand there as competitors retreat
02/17/2016
Deutsche Exec Quits Ahead of Raymond James Deal
He initially served as co-head with Haig Ariyan.
02/17/2016
Raymond James Welcomes Jim Tower to Canadian Investment Banking Team
Raymond James Ltd., the Canadian arm of North American investment dealer Raymond James Financial, Inc., today announced that Jim Tower has joined its Investment Banking team as Managing Director and Head of the firm's new Power and Infrastructure Inv
02/17/2016
Private Wealth Attorney Stephanie Denby Joins Barnes & Thornburg’s Growing Chicago Office
With more than 25 years of experience, Denby represents high-net worth individuals, family offices and corporate fiduciaries.
02/17/2016
Northern Trust Asset Management Adds Industry Veteran to Institutional Team
John Abunassar has joined Northern Trust Asset Management as Head of Sales and Distribution in North America for the Institutional Group
02/16/2016
Top Maui Real Estate Broker Mary Anne Fitch Joins Hawaii Life, and Announces New Strategic Alliance With Christie's International Real Estate
Mary Anne Fitch, former Owner and Principal Broker of Maui Estates International will be joining Hawaii Life along with her team.
02/13/2016
Doug Siegel Appointed Managing Director, Chief Compliance Officer Of The Oppenheimer Companies
Siegel's extensive compliance and wealth management experience spans nearly three decades with key roles at firms including Smith Barney and UBS and their respective predecessor firms.
02/12/2016
Morgan Stanley realigns wealth management amid new leadership: memo
Ben Huneke takes on a new role as head of investment solutions.
02/12/2016
Cambridge Trust Names Chamberlin to Head Innovation Banking Group
Chamberlin has 20 years’ experience working with emerging growth companies in New England and Silicon Valley.
02/12/2016
Golden State Wealth Management Welcomes Wealth Manager Isaac Kim, Leaving Morgan Stanley Smith Barney
Isaac Kim is located in Torrance, California and looks forward to further expanding his business with Golden State Wealth Management.
02/12/2016
AIG Names John Paulson and Icahn Ally Merksamer to Board
The board will be expanded to 16 directors from 14, the New York-based insurer said Thursday in a statement.
02/11/2016
Northern Trust Announces Investor Relations Transition
Bette joined Northern Trust in 1994 and has served in a number of leadership roles within Corporate Finance
02/11/2016
Morgan Stanley's Raj Dhanda to Depart After 26 Years at Bank
He joined the capital markets unit in 1989 and rose through that business to become its co-head in 2008.
02/11/2016
Sixpoint Partners Appoints MD and Head of Secondary Advisory & Co-Investment Practices
In his new role he will focus on origination, due diligence, and transaction execution across both business verticals.