06/17/2013
Raymond James lands adviser team from Morgan Stanley
The advisers had been with Citigroup's Smith Barney before joining Morgan Stanley Wealth Management,
People Moves
06/17/2013
Oppenheimer Asset Management boosts team
“We are excited about the experience that Tim brings to Oppenheimer.
06/17/2013
BNY Mellon strengthens Global Collateral Services team with new leadership appointments
BNY Mellon has made two new senior appointments to continue to drive the growth of its Global Collateral Services (GCS) business.
06/17/2013
Northern Trust appoints new director of sales for wealth management
With 27 years of experience in the financial services industry, Williams has spent 15 years at Northern Trust.
06/16/2013
SS&C Appoints Timothy Reilly Senior Vice President, Institutional Outsourcing
Seasoned Executive and Former PwC Assurance Partner to Support Growth Goals of SS&C Institutional Outsourcing
06/14/2013
Gabelli Equity Trust Expands Investment Team
Messrs. Dreyer and Marangi join Mario J. Gabelli, who has been the portfolio manager of the Fund since its launch on August 21,1986.
06/14/2013
Former UBS Global DC chief opens own firm
Drew Carrington has left his job as managing director and head of defined contribution and retirement solutions at UBS Global Asset Management to run his own firm consulting to defined contribution service providers.
06/13/2013
Mariner Investment Group Adds Equity Volatility Team To Mariner Incubation Platform
Former Citigroup Executive and Seasoned Volatility Trader Peter van Dooijeweert To Lead Effort
06/13/2013
UBS Investment Bank Names Sara Ferrari to Emerging Markets Role
UBS AG will coordinate the development of the emerging markets business
06/13/2013
Brevan Howard Currency Trader Luke Ding Said to Leave Hedge Fund
Luke Ding, is leaving the firm
06/13/2013
Washington Trust Appoints Head of $4.4B Wealth Management Group
Gim has extensive experience in the financial services industry, specializing in corporate planning and treasury-related functions dating back to 1989.
06/13/2013
U.S. Wealth Management appoints new head of corporate development
Former Pershing Senior Recruiter to Focus on Adding Independent Financial Advisory Practices to Fast-Growing USWM Platform
06/13/2013
JPMorgan makes another change in chief risk office
The disclosures set off intense investigations by government and company officials of JPMorgan's risk controls and whether some banks are too big to manage safely.
06/13/2013
Merrill Hires 4 Morgan Stanley Brokers in New Jersey
Four financial advisers managing more than $400 million in client assets have joined Bank of America Corp.'s (BAC) retail brokerage arm from rival Morgan Stanley Wealth Management.
06/12/2013
BNY Mellon boosts Wealth team in Florida
He has served his entire career in financial services with Wells Fargo.
06/12/2013
Raymond James lands Morgan Stanley adviser in Georgia
Raymond James Financial Inc has expanded its adviser force in Georgia with a veteran hire from top U.S. brokerage Morgan Stanley Wealth Management
06/12/2013
John Mack Joins Board of Glencore Xstrata
John Mack is going long commodities.
06/12/2013
Trust Company of America boosts Board of Directors
Trust Company of America, an independent technology and custody provider for RIAs, announced today that it has appointed Robert MacDonald to its Board of Directors.
06/12/2013
UBS loses senior private equity exec
Nigel Dawn leaving at the end of July.
06/12/2013
BNY Mellon Appoints Head of U.S. Retail Sales
BNY Mellon Investment Management announced a new head of U. S Retail Sales