06/06/2013
New CEO at ABN AMRO Clearing announced
ABN AMRO Clearing announced the appointment of John M. Ruth as chief executive officer of its Chicago office with immediate effect.
People Moves
06/05/2013
Instinet Strengthens Asia-Pacific Regional Sales Trading Team
Nomura Hires Simeon Siegel as U.S. Specialty Retail Equity Analyst
06/05/2013
UBS Hires Hilliard Lyons Advisor
Stephen Fish joined UBS in Cincinnati, Ohio, on May 30, after generating $3.4 million in fees and commissions last year at Hilliard Lyons.
06/05/2013
Stifel hires Florida adviser duo from UBS Wealth
Advisers Michael Wallace and Todd Belfiore, based in Tampa, moved to Stifel after more than a decade at UBS
06/05/2013
Mizuho Corporate Bank announces senior appointment
He will be charged with directing Mizuho’s corporate finance and investment banking activities in the US.
06/05/2013
KPMG appoints Chief Economist for Alternative Investments Practice
Veteran Economist Brings a Wealth of Knowledge
06/05/2013
Morgan Stanley Executive O'Connor Exits for Swaps Group
A 25-year veteran in derivatives at Morgan Stanley, has left to become full-time chairman of the International Swaps and Derivatives Association
06/05/2013
Raymond James Adds Veteran Advisor
Hall joins Green Financial Group, an independent firm located in Houston.
06/04/2013
Morgan Stanley lands Wells, UBS advisers in Florida
It has expanded its adviser force in Florida with hires from rival brokerages Wells Fargo Advisors and UBS Wealth Management Americas.
06/04/2013
U.S. Bank Hires Historian for UHNW Business
Ascent Private Capital Management, the ultra-high-net-worth business of U.S. Bank, is rounding out its national team of wealth experts.
06/04/2013
Morgan Stanley dealmaker Heaton on wealth team
Heaton joined his twin, Eric Heaton, at Morgan Stanley's wealth business, as the brothers were reunited under the unit's head, Greg Fleming.
06/04/2013
UBS Wealth adds adviser with $475 million assets
UBS AG's Wealth Management Americas hired a veteran adviser from Louisville
06/04/2013
Wells Fargo Names New Prime Brokerage Chief
Wells Fargo has nabbed a top Deutsche Bank prime brokerage executive
06/03/2013
John Hancock Funds Names Christopher Fuschillo to Institutional Sales Team
We have experienced strong growth within the broker-dealer platform channel
06/03/2013
Nomura Said to Hire Credit Suisse’s Kulkarni
Nomura has been hiring and reassigning existing workers amid a global push to increase fixed-income staff in Asia, the Americas and Europe.
06/03/2013
OppenheimerFunds Promotes CIO to President
In this new capacity, Mr. Steinmetz will help drive the firm's strategic mission and continue to foster and build the firm's investment capabilities and culture.
06/03/2013
Wells Fargo Bolsters Prime Brokerage Unit
The moves detailed in a Wells Fargo statement today are the firm’s latest bid to round out its investment bank and move into activities dominated by competitors.
06/02/2013
Wells Fargo Restructuring Banker Leaves
She plans to help grow “KCC” as it’s known and contribute to strategic partnerships.
06/02/2013
Bank of America Merrill Lynch sheds top muni analysts
The departures are not part of a workforce reduction,
05/30/2013
Manal Corwin Re-Joins KPMG As Head Of International Corporate Services And Principal-in-Charge
Manal Corwin has returned to KPMG LLP