07/17/2012
Fass, most recently a senior vice president and branch manager at Baird, had also previously been a district sales manager at Morgan Stanley, where he oversaw roughly 370 advisers. Prior to that, he was at Wachovia Securities.
07/17/2012
Eugene Lerner received his PhD under Milton Friedman at the University of Chicago and taught Alan Greenspan at NYU
07/17/2012
Schwartz managed about $1 billion in client assets, according to a 2012 Barron's ranking of top financial advisers.
07/17/2012
The proposed changes are part of the Group’s strategy to strengthen growth potential and to expand its notable position in emerging markets. High-growth markets accounted for about 72% of net attributable profit in the first quarter of 2012.
07/17/2012
St. Louis-based brokerage firm Stifel, Nicolaus & Co has expanded its adviser base in Washington after landing a team of veteran advisers from Morgan Stanley Smith Barney.
07/16/2012
She was most recently a Vice President with Citi Private Bank.
07/16/2012
HighTower has announces its seventh new advisor team to join in 2012, and the 32nd team to join the HighTower partnership since inception
07/16/2012
Mr. Zerilli joined John Hancock in 1997, and has played a key role in expanding the scope and size of IMS over the past 12 years, building the group's product development, fund implementation process, board reporting and marketing functions, and lead
07/16/2012
Odisharia will report to Commonfund's Chief Risk Officer, David Belmont, and be responsible for quantitative market risk analytics and stress testing Commonfund client portfolios and funds.
07/16/2012
He was also a Managing Director in the Leveraged Finance and Financial Sponsor Coverage Groups at Credit Suisse. Mr. Stone received a B.A. in History and an M.B.A. in Finance from Columbia University.
07/16/2012
Dominique Remy is appointed Head of BNP Paribas Fortis Corporate and Investment Banking, in addition to his responsibilities as Global Head of Structured Finance for BNP Paribas Corporate and Investment Banking
07/16/2012
Carl is an expert on economic policy, financial markets and risk management. He has developed processes to monitor these subjects in both in the public and private sectors, becoming a key participant in the Federal Reserve's annual stress tests for t
07/15/2012
He will be responsible for DCM origination and execution for clients in Spanish speaking Latin America, with a particular focus on Mexico.
07/12/2012
The hire of Ms. Girotra, an Indian national, is the first step in Moelis & Company's expansion plans for India as the firm continues its global growth, having opened offices in the United States, London, Dubai, Frankfurt, Sydney, Hong Kong and Be
07/12/2012
In this key role Mr. Giurata is responsible for spearheading the development and implementation of CAIS's next-generation technology platform while establishing the firm's presence in Silicon Valley.
07/12/2012
At UBS, Mr. Kiser chaired the Wealth Management Americas (US) Legal and Compliance Division's Talent Development and Mentoring Program.
07/12/2012
Citing unnamed sources, the WSJ said the trader's two supervisors have also left the bank.
07/12/2012
the New York-based financial technology company providing an independent, alternative investment platform to the global wealth management industry, has named Paul Giurata as Chief Technology Officer.
07/11/2012
Prior to joining Northern Trust, she served as Trust Counsel and as senior trust administrator at Harris Trust and Savings Bank
07/11/2012
Mr. Silberman has both a Bachelor's and Master's degree from the Stern School of Business at New York University. Before he joined Oppenheimer, he worked at PaineWebber.