03/28/2012
Standard Bank hires new Emerging Credit Analyst
He was at ING Groep NV for two years
People Moves
03/27/2012
The Hartford offers wealth chief $2M to stay
The bonus would be on top of Levenson's compensation and benefits package already in place with The Hartford, the filing said.
03/27/2012
Morgan Stanley hires $800 mn UBS adviser team Close
Advisers Rick Hughes, Harry Greenberg, Shawn Senior and Daniel Silverberg joined Morgan Stanley Smith Barney in Mt. Laurel, New Jersey, on Friday. They generated roughly $6 million in revenue last year.
03/27/2012
Another Breakaway Merrill Advisor Heads to HighTower
He will develop and implement advanced planning strategies for clients, including preservation of capital, tax minimization and lifetime cash flow needs.
03/26/2012
Commercial Real Estate Veteran Joins Ladder Capital
He joins Ladder from Bank of America, where he served as Managing Director and Global Head of the CMBS and Bank Loan Syndications Groups.
03/26/2012
J.P. Morgan Taps Prime Brokerage Head
He has been acting as J.P. Morgan's interim co-head of the unit since 2008, when J.P. Morgan bought Bear Stearns.
03/23/2012
Ernst & Young expands its US M&A and capital & debt advisory business
The US M&A and Capital & Debt Advisory team helps corporations and private equity firms improve their competitive position through Ernst & Young LLP's affiliated registered broker-dealer, Ernst & Young Capital Advisors.
03/23/2012
Former Northern Trust executive joins MSSB business
The Shaffer Team has primarily served nonprofits and large family consulting needs for more than 25 years throughout the Central and Southeast regions of the country. Bob will be based in Morgan Stanley’s Private Wealth Management office in Chicago
03/23/2012
UBS U.S. brokerage unit shakes up management
The U.S. brokerage arm of UBS shook up its leadership ranks on Friday, removing a layer of management under Chief Executive Officer Robert McCann
03/22/2012
Citi Private Bank Hires Wells Fargo Executive in Houston
He joined Wells Fargo in 2000, following five years at Bank of America in various senior wealth advisory roles.
03/22/2012
Ernst & Young adds four senior professionals in expansion
Doolan was previously a senior managing director with Macquarie Bank in New York, where he led tax and structuring for the asset management business in the Americas.
03/22/2012
Ex-FrontPoint manager must pay Morgan Stanley $10.2m
Morgan Stanley acquired FrontPoint in 2006 and spun off the unit last year.
03/22/2012
JPMorgan joins BofA in cutting senior mortgage traders
Roy Kim, who traded adjustable-rate mortgages, left on his own accord with a similar exit deal, the people said.
03/22/2012
Citi Private Bank Hires Wells Fargo Executive in Houston
He joined Wells Fargo in 2000, following five years at Bank of America in various senior wealth advisory roles.
03/22/2012
Fulton Financial CEO set to retire
Smith joined Pennsylvania-based Fulton Bank, the company’s flagship bank, as director of Human Resources in 1978.
03/22/2012
Manning & Napier appoints independent director
Mr. Serventi, age 61, currently serves as Operating Partner at Summer Street Capital Partners, LLC, a private equity firm, and is the President of West Lake Management, an asset management firm.
03/21/2012
Deutsche Bank strengthens natural resources platform in the Americas
Safran will join from Citigroup where he has spent the last 24 years, originally joining Smith Barney in 1988. Since 2011, Safran has been Chairman of the Energy, Power and Chemical groups and Vice Chairman of Global Banking. Previously he was Global Head
03/21/2012
Former HSBC Executive Named Buy-Side Sales Director at Options IT
Prior to joining Options IT he was Sales Director for the Alternatives Business at HSBC Securities Services.
03/21/2012
Baird adds 12 advisers with $1.9 bln in client assets
"They bring a lot of tenure to the firm," said John Mabee, vice chairman of Baird's private wealth management group.
03/21/2012
Goldman Sachs Trader Said to Quit, May Join Hedge Fund
He once ran the bank’s U.S. power-trading business, left earlier this week, said the person who asked not to be identified because the information is private.