03/06/2013
Pershing reorganizes top management
He replaced James Seuffert, a cofounder of Lockwood, who retired last year.
People Moves
03/06/2013
Miller/Russell & Associates Continues Expansion
Miller/Russell & Associates has recently added seven team members.
03/06/2013
J.P. Morgan names CEO of OECD infrastructure strategies
He had been managing director and co-head of public finance banking at J.P. Morgan's investment bank.
03/06/2013
Hall Capital Partners Hires CFA as Director of Portfolio Management for Institutions and Head of Capital Markets
Prior to joining Hall Capital, he served as acting Co-Chief Investment Officer of Brown University’s $2.7 billion endowment.
03/06/2013
Maxim Group Expands Prime Brokerage Services
His appointment is part of a continuing expansion initiative announced last year which targets key growth opportunities for the firm.
03/06/2013
Raymond James appoints new CIO
will report to Bella Allaire, executive vice president of Technology and Operations.
03/05/2013
EBS announces new EBS Market structure
"The EBS Market is a fitting name for a platform that has been and continues to be widely regarded as the leading source of benchmark pricing for the global FX market."
03/05/2013
Cantor Fitzgerald Hires Execs From Bank of America
Cantor Fitzgerald to expand in fixed-income sales and trading.
03/05/2013
Morgan Stanley hires BofA exec for technology post
The appointment comes after Morgan Stanley suffered through technological setbacks last year when launching a new platform for financial advisers called 3D.
03/05/2013
Community Capital Management Announces Organizational Changes
Expands Investment Team In Response To Continued Firm Growth
03/05/2013
KPMG Strengthens Alternative Investment Funds Practice With New Tax Managing Directors In NY And LA
Two New Hires Bring Expertise in Hedge Funds and Private Equity
03/05/2013
Credit Suisse's Exec to Run Private Bank in Americas
He is credited with growing the firm's market share in prime brokerage to 14% from 2% when he started in 2003.
03/05/2013
Morgan Stanley hires BofA exec for technology post -memo
Randazzo will join Morgan Stanley's executive committee
03/05/2013
Morgan Stanley Hires Three UBS Advisers
Morgan Stanley Wealth Management has hired three financial advisers with nearly $300 million in assets under management from UBS AG's wealth-management arm.
03/05/2013
Morgan Stanley Hires Head of Technology for Brokerage From Merrill
He will join the firm “in the near future, pending satisfaction of his leave requirements.”
03/04/2013
State Street Global Advisors Appoints New Chief Risk Officer
Her career spans more than two decades and includes a significant breadth of experience in asset management across various operational and legal areas, including investment products, tax and internal audit.
03/04/2013
Fiduciary Trust boosts fixed income team
He is a seasoned professional who brings a wealth of experience to his new role
03/04/2013
Brown Brothers Harriman revamps securities lending business
Brown Brothers Harriman has announced the following reorganization in its securities lending business to meet the continued growth of its intrinsic value lending program.
03/04/2013
Alger Hires International Portfolio Management Team
He helped develop many of the firm’s emerging markets products
03/03/2013
UBS lays off 35 senior bankers in the Americas
UBS announced in October 2012 it was planning to cut 10,000 employees or 15 percent of the bank's workforce.