04/14/2013
Former Rabobank Exec Appointed CEO of Mitsubishi UFJ Securities (USA), Inc.
In his new role, he will chair the MUS (USA) Management Committee and sit on the Board of MUS (USA).
People Moves
04/14/2013
BofA Hires UBS’s Exec as Global Head of Capital Introductions
He was global head of capital introductions for the last four years at UBS and previously worked at New York-based investment firm Constellar Capital Management.
04/14/2013
Neuberger Berman appoints Head Private Debt Team
She joins Neuberger Berman from The Carlyle Group
04/11/2013
Morgan Stanley Shuffles Technology Leadership
He joined the company in 2008 as head of operations, oversaw technology and data there beginning in January 2011.
04/10/2013
Citadel’s Global Credit Co-Head Thompson Quits Hedge Fund
He started at Citadel in 2008 as a credit portfolio manager and had previously worked at New York-based hedge fund King Street Capital Management LP.
04/09/2013
Janus names new equities leader
He "has a proven track record of working collaboratively with investment teams to ensure that portfolio solutions are anticipating clients' needs."
04/09/2013
BlueCrest Said to Hire DW Investment Exec to Build ABS Group
He will be a portfolio manager focused on asset-backed securities and commercial-mortgage bonds.
04/09/2013
OppenheimerFunds Hires New Head of Asset Allocation
He will lead the expansion of the investment strategies the Company brings to market, with a focus on designing and implementing multi-asset products and solutions.
04/09/2013
Baird opens second Houston office, hires 10 more wealth managers
All seven advisers were legacy A.G. Edwards & Sons advisers who joined Wells Fargo after A.G. Edwards was acquired in 2007 by Wachovi
04/09/2013
BlackRock Appoint Emerging Markets MD
BlackRock has announced the appointment of Gerardo Rodriguez Regordosa
04/09/2013
Morgan Stanley Senior Media, Health Bankers Said to Leave
The trio have yet to begin their new jobs as they’re on garden leave, the period workers must wait before joining competitors
04/09/2013
Wealth Consulting Group Targets Athletes With Former MLB Trainer
He will work with the firm’s managing partner to expand its presence within the professional sports community and assist those in need of proper financial planning.
04/08/2013
Beacon Pointe Wealth Advisors Adds Fourth Firm
“This is a firm poised to grow quickly from 100M to 250M, on a trajectory towards 1BB that we will help them to achieve.”
04/08/2013
Mirae Asset Global Investments boosts U.S. team
The three new hires represent the first strategic action of Mirae Asset USA's newly established management team announced in March.
04/08/2013
Method taps veteran financial services expert to lead Registered Investment Advisor Services
He will lead Method’s efforts to cultivate and optimize advisor relationships for Method’s Wealth Management.
04/08/2013
Ultimus Fund Solutions Announces New Director of Client Strategies
He is a veteran of the mutual fund industry and for the past 12 years has held various positions of increasing responsibility at Huntington Bank.
04/08/2013
RBC Lures Wall Street Debt Traders With Volumes in U.S. Doubling
RBC’s expansion contrasts with the thousands of jobs being cut from the world’s biggest banks.
04/08/2013
UBS Australia Head of Hedge Fund Sales Moves to New York
“Tom and Fred will become global Client Captains for these funds and provide a single, global point of advisory contact for them in place of the existing multi-region coverage model,” UBS’s global head of equity distribution Dominic Vail
04/08/2013
Focus Financial Expands Business Team With Brokerage Vets
Industry Veterans From Luminous Capital and Morgan Stanley Smith Barney Bolster Focus’ Breakaway Expertise
04/08/2013
ING Appoints New President & CEO of ING Financial Holdings Corporation
Previously served as Global Head of Real Estate Finance, ING Commercial Banking, based in The Hague, The Netherlands.