01/24/2013
Raymond James Recruits Morgan Stanley Team in Newtown, Pa.
“We are pleased to welcome this team of seasoned advisors to Raymond James,” said Walrond.
People Moves
01/22/2013
Chairman Leaves Dreyfus
He has worked at Dreyfus Corp. since March 2006.
01/20/2013
UBS sticks to commodities index business as it slims down
UBS commodities team part of equities division
01/20/2013
Veteran Rothschild banker to head Cartier in UK
An automatic message via e-mail confirmed that he had left Rothschild, where he was a managing director since 2001.
01/20/2013
Baird Names Chief Operating Officer
He takes on the new role in addition to his current responsibilities as Director of Investment Banking and co-head of Baird’s Equity Capital Markets business.
01/16/2013
Family Office Exchange appoints new CEO
He has extensive experience working with family offices and wealth advisors. Since 1999, he has operated his own consultancy helping families set up and recruit for their Family Offices.
01/16/2013
Oppenheimer Asset Management Announce New Appointments
Gained three outstanding research strategists who have enjoyed distinguished careers.
01/16/2013
Guggenheim Launches Guggenheim Digital Media; Appoints New Chief Executive Officer
New Company to Expand the Firm’s Media and Entertainment Presence
01/16/2013
Genworth Financial Wealth Management Names New CTO
Brings 25 years of senior technology leadership to the role in which he will be responsible for continuing to build a world-class client experience for financial advisors using the Genworth Wealth Management platform.
01/16/2013
Spartan Group Names MD and Head of Tech Investment Banking
He brings over 20 years of experience in investment banking and private equity and has participated in merger, acquisition, advisory and financing assignments for domestic and international clients.
01/15/2013
Citigroup Emerging Markets Head to Leave the Bank
He’s responsible for “prioritization, resource allocation and portfolio optimization” across the bank’s operations in emerging markets, according to a profile on Citigroup’s website.
01/15/2013
BNP Paribas Hires Credit Salesmen for U.S. Unit
Both report to the firm’s head of fixed-income sales.
01/15/2013
Former Crosswind Investments Exec Joins Brown Advisory as Partner
He joins Brown Advisory from Crosswind Investments, an investment management firm he founded and led until selling it to the Lee Munder Capital Group in 2012.
01/15/2013
CNB Bank names new VP of wealth and asset management division
He is responsible for the oversight of client investment portfolios.
01/14/2013
HighTower Adds Merrill, UBS Advisors
HighTower, the nation's first advisor-owned financial services firm serving wealthy families and institutional clients, remains a desirable destination for top-ranking advisors who value independence and a client-focused culture.
01/13/2013
Genworth Financial Wealth Management boosts leadership team
He brings 25 years of senior technology leadership to the role in which he will be responsible for continuing to build a world-class client experience for financial advisors using the Genworth Wealth Management platform.
01/13/2013
Manulife Executive to Join RBC Wealth Management
Royal Bank of Canada has snared one of Manulife Financial Corp.'s top executives
01/13/2013
Morgan Stanley advisers move to rivals UBS, Merrill
Top U.S. brokerage Morgan Stanley Wealth Management lost two veteran advisers teams in Short Hills
01/10/2013
Financial Author Joins The BAM ALLIANCE and Buckingham Asset Management
Bestselling Author and Financial Blogger Has Joined The BAM ALLIANCE as Director of Investor Advocacy and Buckingham Asset Management as a Wealth Advisor
01/10/2013
Genworth Financial Wealth Management Names New CTO
New Leader to Focus on Client Experience