08/05/2013
TD Wealth Names Regional Wealth Leader for Florida
TD Wealth Private Client Group provides clients with customized private banking and wealth management services through TD Bank, America’s Most Convenient Bank and its affiliates.
People Moves
08/05/2013
TD Wealth Names Regional Wealth Leader for Pennsylvania, Southern and Central New Jersey
TD Bank, America's Most Convenient Bank, provides customers with a full range of financial products and services at 1,300 convenient locations from Maine to Florida
08/05/2013
UBS Hires Credit Suisse’s Pierson to Head Financial Technology
UBS AG Switzerland’s biggest lender, has has hired investment banker Steve Pierson from Credit Suisse Group AG amid an effort to bolster coverage of financial-services firms.
08/05/2013
Guggenheim Securities Hires Industry Veteran
He will focus on the property-casualty insurance sector as part of the firm's equity research team.
08/05/2013
TD Wealth Names Regional Wealth Leader for the Metro D.C. Region
He will lead a team of accomplished wealth professionals in bringing a comprehensive offering of private banking, lending, investment and trust solutions to clients in the region.
08/04/2013
Deutsche Asset & Wealth Management expands team
Deutsche Asset & Wealth Management announced that Richard Glass joined the firm as U.S. Head of Small and Mid Cap Value Equities.
08/04/2013
Veteran Financial Advisor Joins Janney
He joins Janney from Morgan Stanley
08/04/2013
Michael Hines Joins Concord Wealth Management
He was an advisor with New York Life for more than 30 years.
08/04/2013
U.S. Bank Staffs Up UHNW Team in San Francisco
The bank’s ultra-high-net-worth unit has hired four managing directors at its newly opened office
08/04/2013
Citi Private Bank Hires Private Banker
Blair Ege has joined Citi Private Bank in its Washington, DC, office as director and ultra-high-net-worth private banker
08/01/2013
Morgan Stanley Names Ex-AT&T Executive to Board
The appointment is effective as of Thursday
08/01/2013
Westport Resources Hires Family Office Services Director
Westport Resources of Westport, Conn., has hired Eugene Miller as director of family office services.
08/01/2013
TD Ameritrade CEO Tomczyk signs new contract at $6.5 million a year
he chief executive of discount brokerage firm TD Ameritrade Holding Corp has signed a four-year employment agreement guaranteeing an annual base salary of $900,000 and target annual cash and stock incentives of $5.6 million through October 1, 2017.
08/01/2013
American Century Investments Promotes senior investment analysts to Portfolio Manager Positions
American Century Investments has promoted two senior investment analysts to portfolio manager positions on the team managing the firm’s U.S. Large Cap Quality Growth
07/31/2013
HSBC Holdings: James Comey Resigns to Become Director of FBI
Banking giant HSBC Holdings said Wednesday James B Comey, Jr., an independent non-executive Director, has resigned from the Board
07/31/2013
Merrill lands Wisconsin adviser team from Wells Fargo
A spokeswoman for Wells Fargo & Co confirmed the team's departure, but declined to comment further.
07/30/2013
Long-Term Solutions appoints Chief Compliance Officer
His broad experiences, expertise and personal style are a perfect complement to our culture
07/30/2013
Abbot Downing boosts CA team
He has joined Wells Fargo's Abbot Downing in San Francisco as Senior Relationship Manager.
07/30/2013
Dynasty Financial lands veteran UBS adviser team
Advisers Stuart Conley and Harvey Spira left UBS in June to join Further Lane
07/30/2013
Spilove splits Morgan Stanley to join UBS
A 34-year industry veteran, with 22 of those years as a legacy Smith Barney adviser, Ms. Spilove was a member of Morgan Stanley's Graystone Consulting unit, which serves institutional investment management consultants.