10/09/2012
Prospera Financial Services expands WM offices
John brings over twenty-five years of experience to his clients
People Moves
10/09/2012
RBC Picks Up $230M Morgan Stanley Team
The Nierling Investment Group is bringing over its $230 million in assets and $2.2 million in production.
10/09/2012
HighTower adds Merrill Advisor
He joins HighTower from Merrill Lynch, started with the company on Friday.
10/09/2012
Financo appoints three new MD's to Mergers & Acquisitions Practice
Financo, a leading consumer-focused investment banking boutique
10/09/2012
Howard Fields Joins Inland Institutional Capital Partners
“I’m thrilled to join an organization with Inland’s strong real estate fund track record and excellent operating capabilities.”
10/09/2012
Webster Adds Two to Private Banking Team
They will provide individuals with banking, lending, investment and planning services.
10/09/2012
BNP Paribas names senior sales exec to run U.S. bond sales
Previously, he had run global sales at now-bankrupt futures broker MF Global Holdings
10/08/2012
Goldman hires ex-SEC division of investment management head: memo
Donahue most recently a partner in the New York office at Morgan Lewis & Bockius LLP, will be joining the firm November 1, according to the memo.
10/07/2012
Credit Suisse readies more New York-area layoffs
Credit Suisse Group will lay off another 78 employees in the New York region by year-end, its fourth round of cuts for the area this year.
10/07/2012
Raymond James benefits from broker defections
Industry consolidation and negative headlines about big-bank parent companies are among the reasons for the defections, Reuters said.
10/07/2012
Brookline's Jill Fopiano joins O’Brien Management
As senior vice president of strategy and development
10/07/2012
RBC Wealth lands former UBS broker manager
Mark Rabbe, a former UBS branch manager, moved to RBC in September
10/07/2012
The Carlyle Group Names Former Jefferies CFO Joseph Schenk Operating Executive for Global Financial Services Group
He joins a group of 27 senior business leaders – with an average of 40 years of experience – who serve as Carlyle Operating Executives across a range of industries.
10/04/2012
Wells Fargo names new 'Wealth Brokerage Services' head
In this role Jim will lead an organization of 3,800 financial advisors and support staff delivering brokerage services to clients of Wells Fargo Wealth Management.
10/04/2012
US Family Office appoints new CEO
He succeeds Maria Elena Lagomasino who has announced plans to leave the firm.
10/04/2012
JPMorgan Chase head of corporate affairs to leave
He was replaced as chief risk officer, a position he held from late 2007, in January.
10/04/2012
Skip McGee’s Big Promotion at Barclays
The changes, which include the formation of a single executive committee overseeing corporate and investment banking, were announced in a memo from Rich Ricci, the chief executive officer of the division.
10/03/2012
RBC Grabs Merrill Lynch Wealth Team In Colorado
RBC Wealth Management has snapped up a three-member wealth management team from Merrill Lynch in Colorado.
10/03/2012
Janney hires Morgan Stanley Wealth Management team
“During the past several years, despite the challenging operating environment in the financial services industry, Janney has demonstrated the ability to be agile and take advantage of the right opportunities to advance our strategic plan,” sai
10/03/2012
Ameriprise Scoops Up MSSB Team
Recently, however, they revisited the offer.