10/30/2012
Morgan Stanley Nabs Advisers From Wells Fargo
Morgan Stanley's retail brokerage has added three new brokers
People Moves
10/30/2012
Scotiabank Announces Brian Porter's Appointment as President
I am extremely pleased to welcome Brian to the role of President
10/29/2012
Eaton Vance Appoints Former UBS Exec as Director of Retail Sales
He will be based in Boston and report to Matthew J. Witkos, President of Eaton Vance Distributors, Inc.
10/29/2012
Merrill Gets Flexible to Woo Top Talent
Brokers now have more bargaining power if they choose to change firms, recruiters say
10/29/2012
RiverPoint Capital Management Expands Leadership Team
The promotions fall on the heels of the firm's 10-year anniversary and are intended to position the firm for future success over the next 10 years and beyond.
10/28/2012
Baird hires branch manager from UBS in Minnesota
Karen Heintz joined Baird on Thursday from the St. Paul branch of UBS
10/28/2012
Brevan Howard hedge fund hires Credit Suisse traders: report
Carson ran Credit Suisse's U.S. dollar swaps desk, according to the Bloomberg report.
10/28/2012
KPMG Expands Corporate Finance Team
"We're extending our depth of talent along key industry segments where we see continued trends toward transformation and change such as healthcare, technology, energy & infrastructure and real estate,"
10/25/2012
Wells Fargo hires ex-Merrill director for Abbot Downing business
He will oversee the delivery of asset management, banking, planning, trust and fiduciary, and family dynamics services through dual offices in New York and Philadelphia.
10/25/2012
BNY Mellon adds to New York wealth management team
He brings Nearly 30 Years of Experience to the Tri-State Private Banking Group
10/25/2012
Bank of America names new president for Michigan
As state president, Elliott will serve as the company's enterprise leader in Michigan
10/25/2012
Raymond James Snags Wells Fargo Adviser
A 25-year industry veteran he began his financial services career at A.G. Edwards and remained with the firm as it transitioned into Wachovia, and later Wells Fargo.
10/25/2012
Signature Bank appoints new private client banking team
Signature Bank has announced the appointment of a new private client banking team that joined its Garden City, Long Island, New York office.
10/24/2012
Fund manager jumps to Eaton Vance for new multi-sector fund role
She joins Eaton Vance from Loomis, Sayles & Company, where she was a vice president and portfolio manager for the fixed income group. She has 28 years of investment experience as a portfolio manager and trader.
10/24/2012
Brown Advisory Hires Wells Fargo Head of Sales and Trading
Appointment Extends the Firm's Leadership and Expertise in Managing Private Client Portfolios
10/24/2012
Visa Names Former JPMorgan Chase Retail Head as New CEO
Prior to that, he served as CFO of Bank One from 2000 to 2002 and spent 13 years at Citigroup and its predecessor companies.
10/23/2012
Private Ocean Brings a New Advisor on Board
He has served as an advisor to small and middle market business and high net worth individuals in the areas of tax planning, wealth management, accounting issues, succession planning, real estate investments and strategic planning.
10/22/2012
Morgan Stanley Rainmaker Leaves for Merrill Lynch
A spokesman for Merrill Lynch said that Ms. Rothstein and her team joined the firm on Friday.
10/22/2012
Evercore Wealth Management boosts team
He is based in San Francisco and reports to Iain Silverthorne, a Partner and Wealth Advisor at the firm.
10/22/2012
Merrill Grabs Morgan Team Managing $2.5B
Merrill Lynch Wealth Management has snapped up a Morgan Stanley advisor team managing about $2.5 billion in client assets to its Private Banking and Investments Group.