07/05/2012
HSBC hires from Deutsche Bank to head of prime services, Americas
With staff now also on the ground in the U.S., HSBC said its platform covers all major time zones.
People Moves
07/05/2012
US Bank names new regional managing director
He leads an initial team of nine professionals responsible for providing ultra high net worth clients with investment management, private banking, wealth impact planning, financial administration, and an exceptional client experience in the Cincinnati are
07/05/2012
SEC picks head of investment management division
Former hedge fund partner appointed to lead unit
07/05/2012
BNY Mellon Adds a Senior Portfolio Manager to Its Growing Wealth Management Office in DC
He will lead client relationships and investment strategy for the DC office and reports to Regional President Susan Traver.
07/04/2012
Eaton Vance expands Business Development team
EVIC provides investment counsel services and custom wealth management solutions to high-net-worth individuals and families, trusts, charitable organizations and institutions.
07/04/2012
SEC Appoint Head Of Investment Adviser Examination Program
The Securities and Exchange Commission announced the appointment of Ken C. Joseph to lead the Investment Adviser/Investment Company Examination Program in the agency’s New York Regional Office.
07/04/2012
Diamond ousting 'was plotted by his outraged bankers in New York'
Monday night's memo to staff from Mr Diamond particularly enraged his New York trading floor.
07/03/2012
Martin Currie hires top US equity manager
Martin Currie has announced the appointment of manager Penny Kyle who will join the firm's North American equities team.
07/02/2012
HighTower Accelerates West Coast Expansion With New Office In San Diego
Mr. Molnar and Mr. Nordlicht join the HighTower partnership as Managing Directors and Partners, and collectively manage more than $330 million for corporate executives, entrepreneurs, venture capital firms and high-net-worth families.
07/02/2012
Lincoln hires from Goldman Sachs to oversee investments
Lincoln’s portfolio included more than $60 billion in corporate bonds as of March 31, according to a company regulatory filing.
07/02/2012
Eaton Vance taps VP, Business Development
EVIC provides investment counsel services and custom wealth management solutions to high-net-worth individuals and families, trusts, charitable organizations and institutions.
07/02/2012
Merrill banks on training to replenish broker herd
Merrill's bet is that grooming its own brokers will deliver more bang for the buck and ultimately produce advisers who can eventually match and beat its rival's experienced advisers.
07/02/2012
Citi hires Bank of America technology banker Herb Yeh
A Citi spokesman confirmed the appointment.
07/02/2012
Media Banker Launches Boutique
Based in New York, LionTree will have two units – an advisory business and an investing business
07/01/2012
Wells Fargo Funds Management Announces Portfolio Manager
Mr. Wightman will join current portfolio managers Michael Lee; Tony Norris; Alex Perrin; and Peter Wilson of First International Advisors and Michael Bray, CFA; Christopher Kauffman, CFA; Niklas Nordenfelt, CFA; Janet Rilling, CFA, CPA; and Phil Susser of
07/01/2012
Black Diamond Capital taps senior MD
Ms. Fleischhacker will lead the structuring and marketing for CLOs, other structured products, and mezzanine debt. She will also head new product development and play an instrumental role in strategic development and growth initiatives.
07/01/2012
Citigroup Moves Trader to Help Internal Hedge Fund
He was named co-portfolio manager of a credit fund in the Citi Capital Advisors unit, or CCA, according to Danielle Romero-Apsilos, a spokeswoman for the New York-based lender.
06/28/2012
Goldman trims U.S. staff
It was unclear whether similar cuts occurred globally, but they affected employees at all levels, two of the sources said.
06/28/2012
HSBC Asset Management names new head for Offshore Mutual Funds
Based in New York, she will report to Christian Deseglise, head of sales, Americas, HSBC Global Asset Management.
06/28/2012
Robert H. Herz Elected to Morgan Stanley Board of Directors
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.