06/09/2013
Northern Trust losing key personnel in rival's hiring spree
An aggressive national hiring campaign by the wealth management unit of Bank of New York Mellon Corp. is taking an early toll on Chicago-based rival Northern Trust Corp.
People Moves
06/09/2013
JPMorgan Chase lays off 435 workers in Tampa
In a bitter dose of economic irony, an improving housing market is triggering 435 job cuts at JPMorgan Chase's Tampa offices.
06/09/2013
LPL hires chief risk officer from Morgan Stanley's wealth unit
LPL Financial Holdings Inc has hired the global chief risk officer from Morgan Stanley's wealth division at a time when it comes under increased scrutiny over its ability to supervise more than 13,000 independent stockbrokers.
06/09/2013
State Street to appoints Chief Financial Officer
State Street has appointed a new Chief Financial Officer
06/09/2013
LPL hires chief risk officer from Morgan Stanley's wealth unit
"She has a very excellent background in legal and compliance, regulatory and risk controls."
06/09/2013
Asia’s global investment bank makes six senior hires in US division
Nomura has strengthened its Investment Banking franchise with the announcement of six senior hires, the creation of a new industry coverage group and the expansion of its coverage and product capabilities in the Americas.
06/06/2013
BNP Paribas announces strategic appointments
BNP Paribas Corporate and Investment Banking have announced a number of strategic appointments to its ‘Derivatives Client Clearing’ business.
06/06/2013
Mandy Chardoul Joins Legacy Trust as Director of Family Office Services
Mandy Hales Chardoul has joined Legacy Trust as director of Family Office Services.
06/06/2013
Investment bank Moelis taps UBS insurance banker
New York-based investment bank Moelis & Company has hired a former insurance banker from UBS AG .
06/06/2013
New CEO at ABN AMRO Clearing announced
ABN AMRO Clearing announced the appointment of John M. Ruth as chief executive officer of its Chicago office with immediate effect.
06/05/2013
Instinet Strengthens Asia-Pacific Regional Sales Trading Team
Nomura Hires Simeon Siegel as U.S. Specialty Retail Equity Analyst
06/05/2013
UBS Hires Hilliard Lyons Advisor
Stephen Fish joined UBS in Cincinnati, Ohio, on May 30, after generating $3.4 million in fees and commissions last year at Hilliard Lyons.
06/05/2013
Stifel hires Florida adviser duo from UBS Wealth
Advisers Michael Wallace and Todd Belfiore, based in Tampa, moved to Stifel after more than a decade at UBS
06/05/2013
Mizuho Corporate Bank announces senior appointment
He will be charged with directing Mizuho’s corporate finance and investment banking activities in the US.
06/05/2013
KPMG appoints Chief Economist for Alternative Investments Practice
Veteran Economist Brings a Wealth of Knowledge
06/05/2013
Morgan Stanley Executive O'Connor Exits for Swaps Group
A 25-year veteran in derivatives at Morgan Stanley, has left to become full-time chairman of the International Swaps and Derivatives Association
06/05/2013
Raymond James Adds Veteran Advisor
Hall joins Green Financial Group, an independent firm located in Houston.
06/04/2013
Morgan Stanley lands Wells, UBS advisers in Florida
It has expanded its adviser force in Florida with hires from rival brokerages Wells Fargo Advisors and UBS Wealth Management Americas.
06/04/2013
U.S. Bank Hires Historian for UHNW Business
Ascent Private Capital Management, the ultra-high-net-worth business of U.S. Bank, is rounding out its national team of wealth experts.
06/04/2013
Morgan Stanley dealmaker Heaton on wealth team
Heaton joined his twin, Eric Heaton, at Morgan Stanley's wealth business, as the brothers were reunited under the unit's head, Greg Fleming.