Managers of Wealth Americas

TD Asset Management Inc. Announces the Termination of six TD ETFs

Prior to the Termination Date, TDAM will, to the extent reasonably possible, sell and convert the assets of the Terminating ETFs to cash.

FinCEN and AML updates: More requirements for fund managers on the horizon?

Ongoing training required for appropriate persons

Bank of America must face overdraft fee refund lawsuit

The second-largest U.S. bank began the program five months earlier to address the pandemic's impact on its 66 million individual and small business customers.

Morgan Stanley: Former Rep Broke Non-Solicitation Vows After Joining Wells Fargo

The wirehouse filed a suit against Gregory Chevrier, claiming he was draining revenue going to the widow of a Morgan Stanley advisor by luring clients away.

Why JPMorgan Chase believes “second chances” are good for business

ver the last three years, 10% of the firm’s new hires in the U.S. have been individuals

America should look to the Caribbean for crypto regulation

Operating in America’s regulation-by-enforcement environment is akin to building a house without a blueprint

CI Global Asset Management Announces Securityholder Approval of Fund Mergers and Other Product Changes

CI GAM to significantly reduce fees on five asset allocation funds

United States and Barbados partner to improve court system efficiency

Chief Justice Cheltenham expressed gratitude at the project launch.

Whistleblower Secures $70MM Settlement for Alleged Municipal Bond Fraud and Price-Fixing

It is the largest reported recovery ever under the Illinois False Claims Act

The Fed’s 'dot plot' in focus

The Fed is likely to tolerate a couple of months of disappointing inflation data.

Key AML compliance strategies for wealth and asset managers in 2024

The cost associated with failing to comply with regulatory standards is surging, not just financially but also in terms of the potential damage to a firm’s reputation.

The Fed Under Pressure

The unexpected surge in producer price inflation has rattled the market, fueling concerns that the Federal Reserve may not lower interest rates in the near term.

Regulatory landscape and supply-demand dynamics expand alternative investments opportunities to a broader range of investors

In many cases, a lack of relationships and an inability to conduct due diligence have kept all but the wealthiest investors away.

Dentons recognized as one of Canada's Top Family-Friendly Employers for 2024

Our ongoing efforts to enhance our policies and benefits are rooted in a firm belief

US digital dollar is “nowhere near” development, says Federal Reserve chair

Powell continued that if they were to implement a digital dollar in the future, it would be through the banking system and not the Federal Reserve.

BofA patents increase nearly 70% in five years

Bank of America patents have been cited by other companies in the financial services and technology industries more than 53,000 times

A future-forward approach to risk management

Risk management, in the world of business, is the practice of identifying, analyzing, and controlling these risks before they become problems.

Greenberg Traurig’s Zachary A. Dovitz Selected for Greater Boston Chamber of Commerce’s 2024 Boston Future Leaders Program

Dovitz represents clients in virtually all aspects of commercial real estate transactions

Maples Group Receives 2024 Montreal Top Employer Honours

This past year the Montreal office unveiled its brand-new, state-of-the-art social and conference space.

IQ-EQ wins ‘Best Regulatory Reporting Solution’ at Fund Intelligence Operations and Services Awards 2024

IQ-EQ was awarded ‘Best Regulatory Reporting Solution’, rewarding our commitment to providing top-tier regulatory reporting services to the global market.

Legal, Regulation & Compliance