02/27/2024
IQ-EQ was awarded ‘Best Regulatory Reporting Solution’, rewarding our commitment to providing top-tier regulatory reporting services to the global market.
02/22/2024
Burford Capital is the leading global finance and asset management firm focused on law.
02/22/2024
The minutes offer new insight into a closed-door conversation where the Fed's Federal Open Market Committee decided to hold the benchmark interest rate steady
02/22/2024
You can't ignore the CTA.
02/19/2024
They do not appear to be celebrating the bank's generosity to its juniors.
02/16/2024
Under the terms of JPMorgan’s investment in Viva, the bank can take full control of the fintech if its value is below €5bn in June 2025.
02/16/2024
KPMG was accused of "active complicity," with its New York offices being "all but part of" Credit Suisse's nearby offices, before PricewaterhouseCoopers became the bank's auditor in 2020.
02/13/2024
Northwestern warned employees that using unapproved comms methods (including on personal devices or email) was not permitted.
02/13/2024
Separately, Citi's internal audit unit said more work was needed in at least one instance to address problems previously raised by regulators
02/07/2024
Bovill’s team of 81 specialists, complementary services and global footprint will combine with Newgate, Ocorian’s existing regulatory and compliance business in the UK and Guernsey
02/05/2024
The pause in rate hikes that started in late 2023 should help facilitate industrial transformation and support economic growth.
02/02/2024
The report includes predictions "based solely on the author's 35 years of experience involving policy issues
02/02/2024
Non-compliance poses severe consequences, and yet many business owners affected by this mandate are not aware of it.
01/30/2024
Jesus Rodriguez was also arrested earlier this month on charges of wire fraud.
01/30/2024
No other changes were made to the Documents.
01/29/2024
Since becoming a captive jurisdiction in 2022, Alberta has licensed 17 captive insurance companies and is prepared to welcome more.
01/24/2024
The Privacy Act applies to controllers of personal data that conduct business in New Jersey
01/22/2024
Multiple deficiencies were found at ICBC’s New York branch during its BSA/AML compliance program from 2018 to 2022.
01/22/2024
The court held further that all of the fund's earnings during the relevant period—a combination of gains, interest, dividends, and fee income—were "effectively connected" with the fund's US trade or business
01/19/2024
Counsel Nicholas Kuria of Conyers’ BVI office advised on the transaction, working alongside O’Melveny & Myers LLP, New York.