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Legal, Regulation & Compliance

03/08/2024

Regulatory landscape and supply-demand dynamics expand alternative investments opportunities to a broader range of investors

In many cases, a lack of relationships and an inability to conduct due diligence have kept all but the wealthiest investors away.

03/08/2024

Dentons recognized as one of Canada's Top Family-Friendly Employers for 2024

Our ongoing efforts to enhance our policies and benefits are rooted in a firm belief

03/08/2024

US digital dollar is “nowhere near” development, says Federal Reserve chair

Powell continued that if they were to implement a digital dollar in the future, it would be through the banking system and not the Federal Reserve.

03/07/2024

BofA patents increase nearly 70% in five years

Bank of America patents have been cited by other companies in the financial services and technology industries more than 53,000 times

03/06/2024

A future-forward approach to risk management

Risk management, in the world of business, is the practice of identifying, analyzing, and controlling these risks before they become problems.

03/05/2024

Greenberg Traurig’s Zachary A. Dovitz Selected for Greater Boston Chamber of Commerce’s 2024 Boston Future Leaders Program

Dovitz represents clients in virtually all aspects of commercial real estate transactions

02/28/2024

Maples Group Receives 2024 Montreal Top Employer Honours

This past year the Montreal office unveiled its brand-new, state-of-the-art social and conference space.

02/27/2024

IQ-EQ wins ‘Best Regulatory Reporting Solution’ at Fund Intelligence Operations and Services Awards 2024

IQ-EQ was awarded ‘Best Regulatory Reporting Solution’, rewarding our commitment to providing top-tier regulatory reporting services to the global market.

02/22/2024

Ogier advises Burford Capital on US$275 million private offering

Burford Capital is the leading global finance and asset management firm focused on law.

02/22/2024

Fed officials worried about 'the risks of moving too quickly' on rate cuts: Minutes

The minutes offer new insight into a closed-door conversation where the Fed's Federal Open Market Committee decided to hold the benchmark interest rate steady

02/22/2024

Pragmatic Approaches to the Corporate Transparency Act

You can't ignore the CTA.

02/19/2024

J.P. Morgan, State Street quit climate group in blow to investor activism

They do not appear to be celebrating the bank's generosity to its juniors.

02/16/2024

Viva Wallet acquisition turns sour for JPMorgan as lawsuits filed

Under the terms of JPMorgan’s investment in Viva, the bank can take full control of the fintech if its value is below €5bn in June 2025.

02/16/2024

Credit Suisse officials, KPMG beat US lawsuit over bank's demise

KPMG was accused of "active complicity," with its New York offices being "all but part of" Credit Suisse's nearby offices, before PricewaterhouseCoopers became the bank's auditor in 2020.

02/13/2024

SEC Fines Firms $81M For Off-Channel Communications Lapses

Northwestern warned employees that using unapproved comms methods (including on personal devices or email) was not permitted.

02/13/2024

Exclusive-Citi hit by new Fed rebuke, setbacks on consent orders

Separately, Citi's internal audit unit said more work was needed in at least one instance to address problems previously raised by regulators

02/07/2024

Ocorian expands global regulatory team with Bovill acquisition

Bovill’s team of 81 specialists, complementary services and global footprint will combine with Newgate, Ocorian’s existing regulatory and compliance business in the UK and Guernsey

02/05/2024

Monetary policy to give way to fiscal policy

The pause in rate hikes that started in late 2023 should help facilitate industrial transformation and support economic growth.

02/02/2024

10 key regulatory issues facing wealth management this year

The report includes predictions "based solely on the author's 35 years of experience involving policy issues

02/02/2024

US Corporate Transparency Act: Beneficial Ownership Information Reporting

Non-compliance poses severe consequences, and yet many business owners affected by this mandate are not aware of it.

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