Managers of Wealth Americas

JPMorgan Blames Ex-Private Banking Chief for Epstein Ties, Demands 8 Years of Pay

The bank’s court filings demand Staley hand over all of his compensation from 2006 through 2013 — a figure surpassing $80 million.

American Banking Giant JPMorgan Is Cutting Ties with Gemini

Over the years, the exchange has broadened its operational reach and expanded its service offerings.

JPMorgan resists attempts to depose Jamie Dimon in Epstein lawsuits

Bank says its chief executive had no knowledge of decision to keep convicted sex offender on as a client

TD Agrees to Settle Stanford Matter

TD provided primarily correspondent banking services to Stanford International Bank Limited and maintains that it acted properly at all times.

JPMorgan says it is not liable for top banker's ties to Jeffrey Epstein

Lawyers for the U.S. Virgin Islands did not immediately respond to requests for comment.

Ex-JPM, Barclays exec Staley discussed Disney princesses with Epstein - lawsuit

The lawsuit claims Staley had a close personal relationship with Epstein and that emails between the two "even suggest that Staley may have been involved in Epstein's sex-trafficking operation".

SEC Charges Former Advisor for Fraudulently Using Client Assets as Collateral

The commission claims Joshua Coleman raised more than $200 million in loans, opening multiple lines of credit and using clients’ funds without permission.

Finra arbitrators order Credit Suisse to pay $1.3 million to former rep

The Swiss firm loses another dispute over deferred compensation related to the 2015 closure of its U.S. wealth management operation.

Ex-Wells Fargo executive accuses superior of rape and bank of slow-footing investigation

The accusations represent another negative mark for a bank that has faced numerous federal inquiries into its practices.

Former Wells Fargo, LPL Advisor Pleads Guilty in $626K Fraud

Mario Rivero pleaded guilty in New Jersey federal court to charges of wire fraud and securities fraud.

FINRA Suspends Two NY Reps for Reg BI Violations

Two brokers with the firm Laidlaw & Co. were penalized for excessive trades that were unsuitable for clients.

In court, Elon Musk doubles down on 'driving factor' behind Tesla 'funding secured' tweet

The billionaire testified for a second day about his 2018 tweet to take the company private.

FINRA Fines Wedbush $975K Over Trade Supervision Lapses

In a settlement, FINRA said the firm mistakenly believed that third-party b/ds executing the trades were responsible for spotting potential market manipulation.

Greenwich businessman fined $100K by Connecticut Banking Commission for investment fraud

The companies were all found to have continued offering and selling unregistered securities even after hearings and uncontested cease and desist orders.

Wall Street money manager is suing his ex wife for $7 million after he said she sent messages to his work email claiming he hired a 'hooker' and had a 'huge pile of STD bills'

A Wall Street money manager said his wife accused him of having STDs in a lawsuit.

Legal, Regulation & Compliance