08/26/2016
The firms repeated many of F-Squared’s claims while recommending the investment to their own clients without obtaining sufficient documentation to substantiate the information being advertised.
08/26/2016
US accused of ‘acting like a tax haven’ for threatening retaliation against Brussels’ anti-trust investigations into Apple, Amazon and Starbucks
08/26/2016
The plaintiffs seek damages, interest and attorneys fees, among other relief.
08/25/2016
An SEC investigation found that WL Ross advises the WLR Funds and other private equity funds, as well as separately managed accounts and co-investment vehicles.
08/25/2016
Michael Schoenfeld, vice president for public affairs and government relations, wrote Duke’s claim was a “routine transaction”
08/25/2016
Birkenfeld's book about the UBS Swiss banking investigation, Lucifer's Banker, is published in October.
08/24/2016
Wall Street’s top cop has made policing private equity fees a priority.
08/24/2016
According to the lawsuit, Oxford Financial oversees more than $20 billion in assets for more than 700 families and investment groups in at least 37 U.S. states.
08/22/2016
The focus on the Fed raising rates masks the global easing in monetary policy
08/22/2016
Several practices bolstered revenue: banking and finance, capital markets and M&A, antitrust, employment, intellectual property and trade and commerce.
08/19/2016
The class action, filed in the U.S. District Court for the Southern District of New York, claims the banks sought to fix the bank bill swap rate, the local equivalent of Libor, which is used to price billions of dollars of floating-rate bonds and syndicat
08/19/2016
We brought all of the charges supported by the evidence and the law, which were unanimously approved by the Commission.
08/18/2016
The designation, created in the 2010 Dodd-Frank Wall Street reform law, can put companies under additional regulation and force them to hold more capital.
08/18/2016
But Citigroup may be the best example of how the Fed's efforts to make the banking system safer are tying management's hands and frustrating shareholders.
08/18/2016
In many cases, she said, tax evaders come forward to avoid criminal prosecution.
08/18/2016
This blows a hole in the argument put by the banks that this was a victimless act.
08/18/2016
No one can predict the future. The financial crisis of 2008 hit right as the more stringent funding rules of the PPA became effective.
08/18/2016
Accusations echo those by Australia’s securities regulator
08/18/2016
The Program provided Swiss banks with a way to resolve potential liabilities in the US for tax-related criminal offenses and be protected from prosecution.
08/17/2016
He wasn't fined under the agreement, and neither admitted nor denied the SEC's allegations.