02/10/2015
U.S. Is Seeking Felony Pleas by Big Banks in Foreign Currency Inquiry
The pleas would be likely to carry a symbolic stigma, if limited actual fallout, in handing felony convictions to some of the world’s biggest banks.
02/09/2015
Cayman Islands-based Caledonian Bank and four other companies took more than $75 million from unregistered sales of "virtually worthless" penny stocks
02/09/2015
Investors have lost billions of dollars in the UBS funds
02/09/2015
The settlement is an important milestone in the SEC’s ability to obtain documents from China
02/09/2015
Currency-linked investments marketed by Barclays Plc. and UBS are under the scanner of the US Department of Justice
02/09/2015
Apex provides comprehensive wealth reporting and related administrative services for affluent investors with complex portfolios.
02/06/2015
Had the case been successful, claimants were planning on suing Mishcon for 'a sum in excess of £10m for consequential losses'
02/06/2015
The Securities and Exchange Commission today announced it has achieved an emergency asset freeze and temporary restraining order against Jacob Keith Cooper and his investment firm Total Wealth Management.
02/06/2015
The SEC alleges that John Gray, then an analyst at Barclays Capital, and his friend Christian Keller traded on confidential merger information
02/06/2015
A Swiss banker charged three years ago in New York with helping Americans evade taxes was arrested in Germany and faces extradition to the U.S.
02/06/2015
Former SAC Capital Advisors portfolio manager Noah Freeman is now a "freeman."
02/05/2015
He failed to attend two court appearances in December of 2014
02/05/2015
Under the program, an employee or individual with credible concerns, would be eligible to receive a financial award
02/05/2015
Harwood Feffer LLP is investigating potential claims against the board of directors of Advent Software, Inc.
02/04/2015
Based on direct, unprompted feedback from more than 300 Global 500 and Fortune 1000 corporate counsel.
02/04/2015
K&L Gates LLP has been recognized as one of the 10 strongest U.S. law firm brands
02/04/2015
The California Public Employees’ Retirement System and California State Teachers’ Retirement System are set to recoup more than $320 million from credit rating agency Standard & Poor’s and its parent company McGraw Hill Financial.
02/03/2015
UBS Bank Escapes From Class Action
A federal judge dismissed a class action claiming Swiss banking giant UBS made billions of dollars by improperly closing accounts of secret account-holders, including those of a former Indonesian vice president.
02/02/2015
JPMorgan to pay $99.5 million to resolve currency rigging lawsuit
Investors including hedge funds, pension funds and the city of Philadelphia accused the 12 banks, which controlled 84 percent of the global currency trading market
02/02/2015
Caplin & Drysdale today announced that Dianne C. Mehany, Matthew T. Sanderson, and Brendan M. Wilson have been elected Members of the Firm.