01/20/2015
Morgan Stanley CEO James Gorman hit important milestones in 2014, including a 20% pre-tax margin for the bank’s wealth management division, which accomplish many of the targets he initially laid out when taking the reins of the bank in the years aft
01/18/2015
Yihao "Ben" Pu was just 23 when he illegally downloaded information about algorithms developed for use in high-frequency trading by Citadel
01/16/2015
The SEC also highlighted several other violations by UBS
01/16/2015
Company officials told the regulators that the U.S. unit that manages pension plans is completely isolated from the one involved in the tax evasion case.
01/16/2015
Brokerage Employee Was Siphoning Money From Client Accounts
01/15/2015
On January 13, 2015, it was revealed that California regulators are seeking to suspend the mortgage license of OCN
01/15/2015
Citigroup Inc on Wednesday lost an appeal aiming to block Abu Dhabi Investment Authority from pursuing a second arbitration over the sovereign wealth fund's US$7.5 billion investment in late 2007 to shore up the then-struggling bank.
01/14/2015
The penalty is the SEC’s largest against a national securities exchange
01/14/2015
Mr. Rivero graduated from the Florida International University College of Law in 2005.
01/14/2015
Financial institutions today operate in a constant state of reevaluation
01/14/2015
An arbitration panel has denied U.S. brokerage firm Oppenheimer & Co's attempt to collect more than $30 million from Deutsche Bank AG related to the sale of auction-rate securities that the bank created
01/13/2015
Investments Funds will need to select appropriate accounting policies for the measurement of their investments.
01/12/2015
In Part II of the interview, the discussion will turn to the new European clearing mandates and the overall future of OTC processing.
01/12/2015
Citigroup and Bank of America have cut the pools of bonus money set aside for traders and other employees, as Wall Street scrambles to adjust its expenses following a surprisingly weak December.
01/12/2015
Hedge fund professionals received increases in both base salary and year-end bonuses, the 2015 Hedge Fund Compensation Report revealed today.
01/12/2015
American customers with unreported accounts will now find it costly to own up, but perhaps even more costly if they don't.
01/09/2015
For over 30 years it has acted as a trusted partner for strategic business consultancies
01/09/2015
A Swiss banking executive accused of helping U.S. clients cheat on their taxes lost his bid for bail because he didn’t come to court to answer the charges against him.A Swiss banking executive accused of helping U.S. clients cheat on their taxes los
01/07/2015
For decades American companies have used so-called “corporate inversions” to lower their tax burdens on foreign-earned income.
01/07/2015
The global law firm includes more than 800 partners in offices across Africa, Asia, Europe, the Middle East, and the Americas.