Managers of Wealth Americas

Rajiv Goel Sentenced To Probation And Fines

The US federal court in New York on Monday sentenced him to two years of probation, a fine of $10,000 and ordered him to forfeit $266,000.

Deutsche Bank VP says fired in retaliation for bias case

Plaintiff claimed German bank "mommy-tracked" her

Child Actors Sue Bank of America

Bank of America is once again in the hot seat, this time for allegedly withdrawing money from child entertainers’ bank accounts, according to a recent class action lawsuit.

SEC files fraud charges against Ore. fund manager

The Securities and Exchange Commission filed fraud charges Thursday against a Portland man accused of running a Ponzi scheme that raised more than $37 million.

Baker Tilly Named as One of the 2012 Best Accounting Firms to Work

This annual list was created by Accounting Today and Best Companies Group to identify, recognize and honor the best places of employment in the accounting industry.

U.S. power market regulator threatens to suspend JPMorgan

The move by the U.S. Federal Energy Regulatory Commission (FERC) is the latest salvo in a months-long enquiry into whether the bank, one of the biggest power traders on Wall Street, manipulated power prices in the Midwest and California power markets.

Judge rules on legal spat between ex-Soros traders

"This case is about the falling out between two of them."

Judge enters order against alleged "green" Ponzi scheme

The Securities and Exchange Commission obtained a final judgment on Thursday for an alleged $135 million "green" Ponzi scheme.

RAYMOND JAMES FINANCIAL

REPORTS AUGUST 2012 OPERATING DATA

Deloitte announces revenue results of US$31.3 billion

Deloitte Touche Tohmatsu today announced aggregate member firm revenues of US$31.3 billion for the fiscal year ending 31 May 2012, marking the network’s highest revenue ever.

Morgan Stanley had fired funeral association's investment adviser

One of two investment advisers working with the Wisconsin Funeral Directors Association, now under investigation by two state agencies for possible securities violations, was fired by Morgan Stanley earlier this year, federal documents show.

Court says Merrill must pay two former brokers $10 mln

The $10.2 million award to Florida brokers Tamara Smolchek and Meri Ramazio was among the largest of the individual deferred compensation cases brought against Merrill.

Ex-UBS Banker Alleged Attacker Charged

A New York man has been charged with theft and attempted extortion from a former UBS M&A banker, who was tied up at gunpoint during a terrifying home invasion in Bedford Hils, New York, in May.

Morgan Stanley infrastructure fund hit by Volcker rule

A U.S. regulation that limits how much of its own capital a bank can put at risk is causing headaches for Morgan Stanley as it prepares to raise a new multi-billion-dollar global infrastructure fund, people familiar with the situation said.

SEC Makes History, Charges NYSE With Unfair Practices

The U.S. Securities and Exchange Commission brought historic charges against the New York Stock Exchange. What were they?

UK and US sign landmark FATCA anti-tax evasion pact

AGREEMENT BETWEEN THE GOVERNMENT OF THE UNITED STATES OF AMERICA AND THE GOVERNMENT OF THE UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND TO IMPROVE INTERNATIONAL TAX COMPLIANCE AND TO IMPLEMENT FATCA

JPMorgan faces money laundering probe

The exact scope of the inquiry and the size of potential liabilities for the bank could not be learned.

Hamas financing case can proceed against Arab Bank: judge

Arab Bank denied the claims, saying that Gill was caught in the crossfire between two military forces and that Gill had failed to show Arab Bank's liability for the shooting.

When rich men hurt each other's feelings

Billionaire Ronald Perelman and a top New York City art dealer have traded lawsuits over several artworks including a sculpture of Popeye by Jeff Koons.

Black Merrill brokers lose appeal over bias in bonuses

Bank of America spokesman Bill Halldin said the bank is pleased with the decision.

Legal, Regulation & Compliance