10/12/2021
The first announcement is that the DOJ will be launching its own Cyber-Fraud Initiative and will pursue civil charges against companies that act as government contractors and fail to meet cybersecurity requirements.
10/11/2021
Global central banks across the world have indicated taper over the last month.
10/08/2021
Companies that are public in the United States are required to file audited financial statements with the SEC.
10/08/2021
Part-time resident, Pitkin County properties pop up in probe looking at ways to hide wealth in shell companies
10/08/2021
From September 2013 until July 2016, Merrill violated Rule 204 of Regulation SHO and FINRA Rule 2010
10/07/2021
While the new policy stops short of a mandate, it provides a financial incentive to get the shots and return to the workplace.
10/07/2021
FATF and FSRBs conduct peer reviews on an ongoing basis to assess how effectively their respective members' AML/CFT measures work in practice
10/04/2021
Alcogal set up offshore companies for 160 politicians and public officials, leaked records show – including some accused of looting their countries.
09/30/2021
New Report Finds Increased Rates of Unpaid Arbitration Awards and Unpaid Award Money Compared To 2019; 24% of All Awarded Money Last Year Was Never Paid.
09/30/2021
Banking capital buffers in Europe have been much tougher than in the United States
09/30/2021
App Annie provides a free performance analytics product for mobile applications.
09/30/2021
A marketing strategy is a researched, thought-out and well-planned document that details everything from historical data and business values to goals and metrics by which to measure success.
09/29/2021
Indictment Alleges that Defendants Conspired to Help U.S. Clients Evade Taxes on More Than $60 Million Hidden Offshore
09/28/2021
The order also charges Citi for violating the cease and desist provision of a 2017 CFTC order relating to reporting and supervisory failures.
09/28/2021
The Order requires the bank to develop an Action Plan to achieve compliance with the regulations.
09/28/2021
FINRA will look at how firms acquire customers through social media, particularly through outside influencers with large online followings.
09/26/2021
Congress’ move to make the BSA applicable to the antiquities trade stemmed from the concern that the trade may be exploited by money launderers and terrorist financiers to evade detection by law enforcement.
09/26/2021
Investors are being rattled by volatility as the two biggest economies — the U.S. and China — seek to tighten their grip on Bitcoin and other digital currencies.
09/26/2021
Sample letter to companies focuses on compliance with SEC’s 2010 climate change disclosure guidance
09/24/2021
OFAC simultaneously announced that it was imposing sanctions on Suex OTC, S.R.O. (“SUEX”), a Russia-based cryptocurrency exchange registered in the Czech Republic, for its role in facilitating payments connected with ransomware extortion.