06/18/2021
SEC says California-based Robert Joseph Armijo personally made over $1 million in commissions by selling unregistered 'distressed market' real estate funds in what regulators say was a Ponzi-like scam.
06/18/2021
Rep violated suitability obligations by investing clients in funds with risky holdings
06/17/2021
Goldman Sachs was first to recall employees but rival bankers will be based at home for months
06/16/2021
Key Private Bank has also enhanced its use of the platform, adopting compliance, data services, IBOR, and performance measurement and attribution capabilities.
06/16/2021
The new trust company is a key part of Hightower's strategy to provide its current advisory businesses, and those that join Hightower in future, with a broad range of holistic services for their clients and their families.
06/15/2021
Naomita’s clients are generally high net worth individuals and families with Californian and federal tax advice needs, as well as cross-border tax and tax residency issues.
06/15/2021
To support clients around the world transition to a low-carbon economy, TD Securities created the Sustainable Finance and Corporate Transitions Group.
06/14/2021
"When a benchmark is mismatched like that, there’s a heck of an economic incentive to manipulate it," he warned.
06/11/2021
Matthes was also ordered to pay his victims restitution of $2.4 million. He had earlier pleaded guilty to three counts of wire fraud.
06/11/2021
The Basel Committee on Banking Supervision, made up of regulators from the world's leading financial centres, proposed a twin approach to capital requirements for cryptoassets held by banks in its first bespoke rule for the nascent sector.
06/10/2021
Review of the family office exemption could be addressed in several ways.
06/04/2021
Multidisciplinary deal teams are advising on the transactions that provide further momentum on the path to close Aon’s pending combination with Willis Towers Watson.
06/04/2021
The proposal comes as more and more global concern is voiced over the possible tax gap between taxes owed and the taxes that are being paid on time.
06/03/2021
The FedNow Service is a new 24x7x365 service that will support instant payments in the United States and is expected to be available in 2023.
06/03/2021
Peter Weinzierl wanted by U.S. on money laundering allegations
06/03/2021
It isn’t controversial to suggest the transition away from LIBOR will have a significant impact on operational workflows.
06/01/2021
Officials around the world worry that the crypto boom is sucking in amateur traders who could get badly burned.
06/01/2021
The majority of ex-pats (69%) object to the US’s strict citizenship-based taxation rule, which requires US citizens to pay taxes on their worldwide income no matter where they live or work.
05/31/2021
Walkers Cayman and Bermuda offices advised McDermott International group on all Cayman and Bermudan law aspects of its 2020 restructuring
05/31/2021
The package implies annual budget deficits of $1.3 trillion per annum up to 2030, wealth taxes notwithstanding.