01/15/2020
The first bank startup in the Chicago area in over a decade has $3.5 million in seed money and expects to raise an additional $46.5 million, with a goal to open its doors in the second half of the year.
01/14/2020
Companies with CBD products on the market should closely monitor pending class action litigation and recognize the risks associated with potentially being named a defendant therein.
01/14/2020
He argued that DB plan participants have "equitable interest" in all assets of a plan and therefore are the only logical ones to file suit when an Employee Retirement Income Security Act violation is alleged.
01/14/2020
The SECURE Act eliminates the annual notice requirement for safe harbor non-elective contributions
01/14/2020
The New York Attorney General’s Office has been the most active in the space, bringing an action against large crypto exchange Bitfinix in early 2019.
01/13/2020
Canadian fintech to integrate AI-powered digital wealth platform with $4 billion AUM mutual fund firm
01/12/2020
Crypto-investors and users, as well as crypto-asset service providers, are exposed to high risks.
01/10/2020
Robinhood neither admitted nor denied the charges in settling the matter, but consented to the entry of Finra’s findings in its records.
01/09/2020
That civil suit ended in March 2019 when the court ruled in favor of Edward Jones and Lira was forced to pay legal costs of around $5,000.
01/09/2020
Afrifa said that he lost the chance of a lucrative investment banking career that “could amount to several million pounds in loss of future earnings
01/08/2020
Richard Diver was arrested in March and charged with fraud
01/08/2020
Recoverable grants are similar to a loan in that they allow donors to support organizations of their choice, have the grant returned to the donor and then allow the donor to regrant it to another organization.
01/08/2020
Private equity firms also use billions of dollars of debt to take over public companies and, ideally, spruce them up and make more competitive.
01/08/2020
Failure to properly report these transactions, in the most extreme cases, could mean prison time and a fine of up to $250,000.
01/08/2020
Varagon shares our core investment principles, which are grounded in deep fundamental credit research.
01/07/2020
The company also announced management changes, promoting Aviva Will and David Perla to the roles of co-chief operating officers
01/06/2020
Proposed regulations under Sections 863(b) and 865(e)(2) implement changes by TCJA to section 863(b), the primary sourcing provision for income from the sale of inventory produced by a taxpayer without and sold within the United States, or produced by the
01/06/2020
Any Signature Bank commercial client participating on the Signet platform has the ability to make instantaneous payments in U.S. dollars, any time without transaction fees.
01/03/2020
The department imposed a total of more than $1.36 billion in Swiss Bank Program penalties.
01/03/2020
These “concerns” relate to an alleged discrepancy between sale proceeds from the fund’s investment in an airport infrastructure project in the Philippines, Clark Global City, and the amounts distributed to the limited partners of The Por