10/16/2019
“Through this partnership, our clients will gain access to attractive, early-stage investment opportunities that have been typically restricted to traditional VC firms and family offices.”
10/16/2019
This couldn't be more different than year-end 2018.
10/15/2019
Chatburn, who pleaded guilty Friday to a money-laundering-conspiracy charge, paid millions of dollars as kickbacks to PetroEcuador officials in exchange for contracts with the state oil company between 2013 and 2018, according to federal prosecutors in Mi
10/15/2019
Graft is almost commonplace in Venezuela
10/15/2019
Man Who Targeted Celebrities Sentenced; Simple Precautions Can Keep Your Information Safe
10/13/2019
The complaint alleges that defendants failed to register their offers and sales of Grams, which are securities, in violation of the registration provisions of the Securities Act of 1933.
10/11/2019
Even if the courts eventually reject or rule against the plaintiffs’ proposed class actions, its filing underscores the trepidation with which many financial advisors have begun to view IPOs.
10/10/2019
Securities law in Canada requires reporting issuers to disclose material risks affecting their business and, where applicable, the financial impacts of such risks.
10/10/2019
Finra has barred a Merrill Lynch broker for actions stemming from conduct related to his personal bank accounts.
10/09/2019
The Commerce Department on Monday put eight Chinese tech companies on its entity list, which bars U.S. firms from selling technology to the Chinese companies without government approval.
10/09/2019
Questions regarding these new rules were finally resolved when the Internal Revenue Service (IRS) issued final hardship withdrawal regulations on September 23, finalizing proposed regulations issued in November.
10/09/2019
The re/insurer pointed to enhancements to its governance and compensation programs announced in August, which include declassification of its board and a reduction of the size of the board.
10/08/2019
As a result, the advocacy group says French nationals with dual American citizenship face de facto discrimination, even though "most of these people have no links with the United States."
10/08/2019
This is a complex and novel case, but one worthy of careful analysis by non-US banks engaged in potentially higher risk transactions in USD that rely on a determination that the arrangements are outside of OFAC’s jurisdiction.
10/08/2019
In addition to evading the payment of these taxes, Dr. Russell failed to timely pay the taxes due for the years 2013 through 2015."
10/07/2019
A new study from consulting firm bfinance finds that fees for some fund types have posted double-digit declines, but says investors still need to be mindful when evaluating costs.
10/06/2019
US prosecutors call in current and former officials at lender to testify in cryptocurrency case
10/04/2019
In turn, the State Department has the authority to deny a passport application, revoke or not renew a passport.
10/04/2019
But it was only after joining DLA Piper’s Silicon Valley practice in September 2018 as a junior partner that she was "subjected to Mr. Lehot’s unlawful behavior" and "suffered such humiliation and harm simply because of my gende
10/03/2019
Recently, staff members from Bank of Ireland were asked by the court to give testimony against Mark Scott, one of the most prominent figures who allegedly masterminded the fraudulent scheme.