02/07/2020
The SEC’s order finds that ABN AMRO improperly borrowed pre-released ADRs from other brokers when it should have known that those brokers did not own the foreign shares needed to support those ADRs.
02/07/2020
Acquisition expands Axiom’s already extensive network of legal talent; provides Bliss clients and lawyers access to Axiom’s global reach and technology platform
02/06/2020
R-Factor generates ESG scores for more than 6,000 listed companies globally
02/06/2020
Ensuring that financial service suppliers can transfer data, including personal information, across borders by electronic means if this activity is for the conduct of the business of a financial service supplier.
02/05/2020
Achieves 100 percent score in 2020 Corporate Equality Index
02/05/2020
The governments of Nigeria, Jersey and the United States said in a statement they had entered into an asset recovery agreement to repatriate forfeited assets to Nigeria.
02/05/2020
Ogier's Guernsey team included partner Christopher Jones, managing associate Paul Chanter and associate Jonathan Branch, who advised on Guernsey law aspects of the transaction.
02/04/2020
The decision to restructure the wealth client group represents a first step in this effort.
02/03/2020
The group will be co-chaired by the BoE’s deputy governor, Jon Cunliffe, and former ECB executive and recently appointed head of the newly formed BIS Innovation HUB, Benoît Cœuré.
02/03/2020
According to the IRS, nearly 80 percent of taxpayers who received its settlement offer elected to accept it.
01/31/2020
Citi Wealth Builder will be free for clients with at least $50,000 at the bank
01/31/2020
The massive changes to the rules around retirement savings are creating opportunities for advisers
01/29/2020
To protect financial consumers, “there's an increasing awareness, all over the world, that modernizing the regulatory infrastructure itself and bringing better tech into it is going to be key,” Jo Ann Barefoot
01/29/2020
At JPMorgan, the cuts are part of a broader review of operations as customers increasingly access banking services through mobile phones or digital platforms.
01/29/2020
The second whistleblower, a harmed investor, provided vital information to the Commission that resulted in the recovery of victims’ assets. This whistleblower received a $45,000 award.
01/29/2020
Domini Leads Investors Representing Over $440 billion to Support California Act
01/28/2020
The aim of the Summit is to align technology initiatives between the governments and businesses in Bermuda and Canada.
01/27/2020
Below is a series of comments shared by the legal experts that participated in the WSBA/Linklaters forum on SEC investigations.
01/27/2020
“You would get far more significant penalties from someone who has been in the business and is disappointed in what Wells Fargo has done,” said Thomas Vartanian, a law professor at George Mason University and former OCC official.
01/24/2020
A strong partner with a solution that addresses the needs of the investor, fund manager and investment advisors and distributors is critical.