03/27/2020
The goal of our webinar is to provide specific takeaways and ideas you can take back to your firms on how to better handle important blue sky issues.
03/26/2020
Historic legislation would also ban companies' use of aid to buy back stock
03/26/2020
Currently, individuals who do not follow RMD rules face a penalty of 50% of the amount that should have been distributed, the lawmakers noted.
03/26/2020
“This is a shock to the system that you see about every 10 years.”
03/26/2020
The company or any person required to make any filings with respect to such company files the subject report, schedule, or form required to be filed no later than 45 days after the original due date.
03/26/2020
Securities and Exchange Commission v. Donald H. Hunter, Civil Action No. 3:20-cv-00391-RNC (D. Conn, filed March 24, 2020)
03/25/2020
Holsopple, who the suit says falsely represented that he was not joining a direct competitor when he unexpectedly resigned and who was subsequently sent a cease-and-desist letter, did not respond to a request for comment.
03/25/2020
The goal is to ensure that households and businesses are able to keep their heads above water until the health crisis can be contained, so that the economy is ready to rebound once the worst of the pandemic has passed.
03/25/2020
In fluid situations, these conditions are hard to meet.
03/25/2020
We sympathize with anyone who has to deal with the anxiety of a global health crisis AND financial insecurity.
03/25/2020
Scammers posing as a legitimate charity foundation are hiring online customer service representatives that are required to do some groundwork in an initial stage.
03/25/2020
The Internal Revenue Service released a Q&A on Notice 2020-18 to clarify the relief available to taxpayers during the Coronavirus (COVID-19) pandemic.
03/24/2020
The Families First Coronavirus Response Act requires employers with less than 500 employees to provide 10 days paid sick leave plus paid FMLA leave for COVID-19-related reasons. We outline the ways employers can immediately take advantage of this change.
03/24/2020
New York extends statutes of limitations and deadlines in New York State litigations in unprecedented move.
03/23/2020
Also last week, the UK FCA (Financial Conduct Authority) signalled it will give temporary relief on rules requiring bankers and traders working from home to record calls with clients.
03/22/2020
The guidance relates to all business done at annual meetings, including election of directors and amendments to equity incentive plans.
03/20/2020
To that end, Leader McConnell announced the formation of three republican task forces to examine major aspects of any economic relief legislation and draft a bill that can then be negotiated with Senate democrats and the House.
03/20/2020
The four Industry Letters issued by the NYDFS are directed to various regulated entities and require responses regarding the entities’ prospective responses to COVID-19.
03/19/2020
We haven’t heard anything definitive yet on providing an exception to these IRS rules as part of any relief program during the coronavirus pandemic.
03/18/2020
However, HSBC allegedly did consider several financial factors in determining the representatives’ compensation, including how much clients paid in advisory fees for HSBC Spectrum and Managed Portfolio Account.