01/22/2020
The collaboration will allow NIB&T to leverage Kroll's expertise and augment NIB&T's footprint servicing a fast-growing private banking and corporate banking global clientele.
01/21/2020
China is home to the world’s four largest banks by assets, the biggest global fintech company and other formidable competitors.
01/21/2020
The new Global Multi-Manager funds are available exclusively through VitalityInvest’s ISA, Junior ISA and Retirement Plan
01/21/2020
SEC Files Charges Against Scheme to Sell Fictitious Interests in Marijuana Company
01/20/2020
This is double the amount, and nearly double the value, of penalties handed out in 2018, when 29 fines of $4.27bn (£3.2bn) were imposed.
01/17/2020
The SEC's complaint, filed in federal court in Minnesota, charges Lundervold with violating the broker-dealer registration provisions
01/17/2020
The legislation—which is effective as from that date—contains many of the provisions originally contained in the 2018 tax reform law
01/16/2020
Interpretation of this statutory provision is the subject of extensive court analysis in Delaware.
01/16/2020
FINRA will also continue to focus on the challenges that the increasingly broad array of digital communications
01/15/2020
The Judges recognised that legitimate debates over the inputs in a DCF valuation can undercut the reliability of that DCF model.
01/15/2020
The first bank startup in the Chicago area in over a decade has $3.5 million in seed money and expects to raise an additional $46.5 million, with a goal to open its doors in the second half of the year.
01/14/2020
Companies with CBD products on the market should closely monitor pending class action litigation and recognize the risks associated with potentially being named a defendant therein.
01/14/2020
He argued that DB plan participants have "equitable interest" in all assets of a plan and therefore are the only logical ones to file suit when an Employee Retirement Income Security Act violation is alleged.
01/14/2020
The SECURE Act eliminates the annual notice requirement for safe harbor non-elective contributions
01/14/2020
The New York Attorney General’s Office has been the most active in the space, bringing an action against large crypto exchange Bitfinix in early 2019.
01/13/2020
Canadian fintech to integrate AI-powered digital wealth platform with $4 billion AUM mutual fund firm
01/12/2020
Crypto-investors and users, as well as crypto-asset service providers, are exposed to high risks.
01/10/2020
Robinhood neither admitted nor denied the charges in settling the matter, but consented to the entry of Finra’s findings in its records.
01/09/2020
That civil suit ended in March 2019 when the court ruled in favor of Edward Jones and Lira was forced to pay legal costs of around $5,000.
01/09/2020
Afrifa said that he lost the chance of a lucrative investment banking career that “could amount to several million pounds in loss of future earnings