10/21/2019
Ameriprise Financial Welcomes Stiles, Miller & Clark Group in Lansing, MI
The three-advisor team manages $256 million in assets under management
People Moves
10/18/2019
Bernstein private wealth group adds ex-NFL player
Nine-year league veteran moving from Pacific Income Advisers
10/18/2019
Sverica Capital Management makes two promotions
With over 11 years of experience in the private equity space, Harstad joined the Sverica San Francisco office 2011.
10/17/2019
Global funds network appoints Vice Chairman to lead American expansion
Kramer will spearhead the firm’s strategy for expansion across the Americas, leveraging his more than thirty years of experience and expertise in the asset management and asset servicing industries.
10/16/2019
Ex-Merrill Lynch FA Who Quit Over Alleged Lobbying Improprieties Finds New Home
Dwyer has seven customer disputes on his record dating back to 2001.
10/16/2019
Justin Gmelich Elected to MarketAxess Board of Directors
Mr. Gmelich has had a distinguished career in credit markets
10/16/2019
Citigroup Investment Banking Head Leaves as Wall Street Retreat Continues
The head of Russian equities has left in the latest investment retreat for a U.S. bank.
10/16/2019
KKR Announces Leadership of Flagship Private Equity Businesses
In the Americas, Pete Stavros and Nate Taylor have been promoted to co-lead the Private Equity business.
10/15/2019
LPL Financial Welcomes Advisor Joseph Mazzucco, Stonebrook Wealth Management
Mazzucco takes a highly personalized approach to providing investment and retirement advice to individuals, families, corporate executives, medical professionals, small business owners and retirees, with most of his clients based in New York and South Flo
10/15/2019
Kestra Financial Welcomes Newly Formed Team of Experienced Advisors
Three seasoned advisors have banded together to establish Noble Wealth Advisors
10/15/2019
Boston Private Names Head of Strategic Business Development
Mr. Dwyer will be reporting to Mr. Simons. Mr. Dwyer earned his MBA from the University of Miami and a B.A. from Providence College.
10/13/2019
Combined Insurance Announces Two Senior Leadership Appointments
Goodwin leads Combined's individual and group underwriting team
10/11/2019
Income Research Appoints Chief Executive Officer
Bill O’Malley to serve as CEO of the $75 billion fixed income manager; he will be supported in the role by an Executive Chairperson, Co-CIO, and COO
10/11/2019
Bank of America Is Now Hiring in Blockchain, Not Just Filing Patents
A recently closed ad on LinkedIn also suggests the bank has plans to use Ripple’s distributed ledger-based payments network in some form.
10/11/2019
Citigroup names new global co-heads of equity capital markets
Appointments come as industry faces declining ECM fees
10/09/2019
Bank adds three executives to wealth management, financial services teams
Centennial Bank welcomes Roger Martin, Gessie Lipscomb and Carla Schoolfield to its Tampa office.
10/09/2019
BlueMountain co-founder Stephen Siderow to leave by year's end
The firm is also beginning the process of liquidating its Blue Mountain Credit Alternatives Master Fund, a multistrategy hedge fund with about $2.5 billion in assets under management as of Sept. 30.
10/09/2019
AIG Names Chief Executive Officer, First Principles Capital Management
Mr. Panagakis said, “Joining FPCM at this time presents an exciting opportunity to partner with the broader AIG Investment organization.”
10/08/2019
Sionic Hires Morgan Stanley’s James Monahan to Lead New Global Asset Servicing Team
We are excited that he has chosen to join Sionic and look forward to working with him in collaboration with the rest of our expert teams to development our asset servicing specialism worldwide.
10/08/2019
Adam Found Re-Appointed as C.D. Howe Institute Metropolitan Policy Fellow
The C.D. Howe Institute consistently spearheads high-quality and timely research on relevant public policy matters.