09/13/2020
Female Advisor's Team With $500M AUM Exits Morgan Stanley For Rockefeller
The team is the 24th to join Rockefeller this year, and the fourth to join the firm during the month of September.
People Moves
09/11/2020
Jane Fraser to become first female CEO of US moneycentre bank on Corbat succession
Jane Fraser is a member of the Board of Dean’s Advisors at Harvard Business School, serves on Stanford University’s Global Advisory Council and is a member of the Council on Foreign Relations.
09/11/2020
Optimize Wealth Management Furthers its Nationwide Expansion by Welcoming Wayne Lambert as Senior Financial Planner
Wayne will work alongside an experienced team of licensed portfolio managers to help clients achieve long-term success and prosperity using an entirely comprehensive and holistic approach.
09/11/2020
Former Wells Fargo First Vice President Aligns with Kestra Financial
Prior to establishing Nobilis Wealth, LLC, Hollmann served as First Vice President at Wells Fargo Advisors.
09/11/2020
Piper Sandler Appoints Co-Head of Consumer Investment Banking
Before joining the firm, Lane was a partner at Partnership Capital Growth, a boutique investment banking providing M&A and private placement services to health and wellness-oriented businesses.
09/10/2020
Fieldpoint Private Welcomes Adam Ercoli
Greenwich-based Firm Continues Expansion of Private Commercial Banking
09/10/2020
Fieldpoint Private Hires BNY Duo with $900 Million Book
The group together produced $5.2 million in annual revenue, the brokers said in an interview about their move.
09/10/2020
Chubb Appoints Diego Sosa to Lead Company's Operations in Japan
Mr. Sosa has more than 25 years of experience in insurance and finance, including 13 years at Chubb.
09/10/2020
Houlihan Lokey Hires Senior Advisor
Industry Veteran to Lead New Effort Focusing on Women-Owned Businesses
09/10/2020
Wells Fargo Dismisses $6.5 Billion ‘Top’ Bank Broker in Palo Alto
Abrams could not be reached for comment. His practice partner, Joseph Yapaola, said hee could not comment or provide a contact number.
09/10/2020
Bryant Davis hired as Financial Advisor in UBS Los Angeles Private Wealth Management office
Bryant brings over 15 years of wealth management experience to the Phillips Hayes Group.
09/10/2020
Citi CEO Michael Corbat Announces Plans to Retire in February 2021
Board of Directors Selects Jane Fraser to Succeed Corbat as CEO
09/10/2020
Simplify Asset Management Announces Hiring of Chief Revenue Officer
Brian Kelleher hired to lead focus on customer success and experience
09/09/2020
BNY Mellon Wealth Management Names Client Strategist in Chicago, IL
She is a Series 7 and Series 66 Securities license holder.
09/09/2020
Rockefeller Capital Management Adds Three Highly Acclaimed Advisory Teams to Growing Private Wealth Platform
Advisors join Firm in three regional divisions: Pacific Northwest, Central, and Southwest
09/09/2020
Alera Group Promotes Tina Hohman to EVP and Wealth Management Practice Leader
Hohman Will Be Responsible for Wealth Management Services Offered Throughout Alera Group
09/09/2020
Pillsbury strengthens insolvency practice in New York, continuing long-term lateral hiring initiative
Hugh McDonald joins from Troutman Pepper as Pillsbury makes fifth insolvency hire of 2020
09/09/2020
Alera Group Promotes Tina Hohman to EVP and Wealth Management Practice Leader
Hohman Will Be Responsible for Wealth Management Services Offered Throughout Alera Group
09/08/2020
Capital Group Hires From BlackRock
The firm has created a new role to oversee the strategy and expansion of its investment services in Asia and Europe.
09/07/2020
Bryan Noonan Joins Juncture Wealth Strategies to Serve High Net Worth clients in Scottsdale, Arizona
His extensive experience in financial planning will help grow the firm’s presence with High Net Worth and Ultra High Net Worth families across the country.