10/17/2018
Sura builds out wealth investment team with Bice hire
Barratt replaced Alfonso Reydet, who moved to the firm's institutional distribution unit in charge of marketing both Bice and third-party funds.
People Moves
10/17/2018
Wealth Dynamix expands NA team
Opens doors to new offices in New York and Toronto
10/16/2018
Pimco poaches UBS AM asset allocation head
Browne will work with senior members of Pimco’s asset allocation team such as managing director and portfolio manager Geraldine Sundstrom, who focuses on growing the firm’s more tactical multi-asset strategies.
10/16/2018
Fund Files: T. Rowe promotes PM; Goldman manager shuffle
As of June 30, Giroux manages about $47 billion for individual and institutional investors.
10/16/2018
Signature Bank Launches Fund Banking Division; Appoints Veteran Team to Lead Strategic Effort
The Fund Banking Division will be based in Midtown Manhattan.
10/12/2018
Broadridge appoints president of global technology and operations
Carey was instrumental in Broadridge’s multi-asset platform investments around Global Post-Trade Management, and he led the creation of Broadridge’s Eurasian utility capabilities.
10/11/2018
King & Spalding Adds DOJ Counsel for Cyber Investigations to D.C. Office
He worked with prosecutors in U.S. Attorney’s Offices across the country on high-level cases, and with corporations, in-house attorneys and outside counsel in a wide array of industries to promote cybersecurity awareness, encourage cooperation in in
10/11/2018
Treliant Appoints Wealth Management Veteran
Prior to joining Treliant, Greg was a Managing Director of PwC’s Financial Services Advisory Practice
10/11/2018
Wells Fargo’s losses multiply with departure of $600M advisors
So far this year, more than 230 advisors managing over $26 billion in client assets have left the company to join rival firms, according to FINRA BrokerCheck data and company announcements.
10/11/2018
Amundi Pioneer appoints securitized assets director
Amundi Pioneer managed $87 billion in assets as of June 30.
10/11/2018
Scivantage Hires Veteran Tax Executive for Tax Counsel & Director of Regulatory Compliance Role
New hire brings vast industry experience and thought leadership in tax regulation to lead regulatory oversight for leading cost basis and tax reporting platform.
10/10/2018
Baird adds $610 million by recruiting teams from Wells Fargo, Morgan Stanley
Baird has added 40 financial advisers to the group since the start of the year.
10/10/2018
Vontobel expands US offshore coverage with appointment
His responsibilities for Iberia have been handed to Nabil El-Asmar Delgado, who was hired from Belgian group Candriam where he was country head for Iberia.
10/10/2018
LPL Appoints New Retirement Plan Advisor Boss
A spokesman for LPL didn’t return the publication’s request for comment on Hodgens’ appointment.
10/10/2018
Bill Stoeri Named to Lead Dorsey & Whitney LLP
Dorsey & Whitney announced today that its Policy Committee has appointed William R. Stoeri to serve as the Firm's Managing Partner.
10/09/2018
Reyl hires ex-WM CEO to lead US business
René Marty has over 25 years’ experience in the financial industry, most of which spent dealing with North American clients.
10/09/2018
Why This Merrill Lynch Alum and Family Office Pro is Headed to Rockefeller
He has 27 years of experience in the wealth management industry and joins Rockefeller from the family office Goodrich, LLC
10/09/2018
Merrill Lynch Loses Team to Wirehouse Rival
Merrill Lynch has lost several veteran advisors in recent weeks.
10/08/2018
Douglas R. Dubiel Joins Rockefeller Capital Management
Dubiel is the latest senior hire for Rockefeller Wealth Management since the Firm relaunched in March
10/05/2018
RBC Adds Advisors in Seattle, Syracuse, Denver
An advisor and a team join from Wells Fargo.