11/21/2019
WSFS Wealth’s Multi-Family Wealth Management Boutique appoints new President
Mr. Schneider’s career includes over 25 years of experience in wealth management
People Moves
11/21/2019
Triad Advisors Successfully Recruits Hybrid Wealth Management Practice
SWA provides its clients with an integrated financial planning and wealth management experience
11/20/2019
Citi names institutional client group Mexico boss in exec reshuffle
His appointment comes on the heels of Jane Fraser being appointeed Forese’s replacement as president of Citigroup in late October.
11/20/2019
Mizuho parts with two LatAm banking veterans
Prior to joining Mizuho, Voorduin was most recently a managing director at HSBC where he worked for 12 years in New York and Mexico City, the press release said.
11/20/2019
Vanguard Announces Key Investment Management Appointments
Firm bolsters active management roster with senior hires
11/19/2019
Cincinnati Financial Corporation Appoints 12th Independent Director, Names 2020 Director Nominees
The board also announced that it reduced its size to 13 members as of the next annual meeting of shareholders scheduled for May 2, 2020
11/19/2019
Raymond James Poaches More FAs from Wells Fargo
Wells Fargo lost an advisor in Chicago to RJA and in October it lost a $775 million practice to RJA.
11/19/2019
First Bank & Trust boosts Wealth Management Division
He will serve clients in the First Bank & Trust Company footprint throughout Virginia and Tennessee.
11/19/2019
UBS hires 9 reps managing $1.6 billion
Biggest win is trio who managed $676 million at Merrill Lynch
11/19/2019
Nuveen Names new CEO
In 2015, he became the leader of Nuveen’s Real Assets business
11/19/2019
Nuveen names co-heads of private-market impact investing
Nuveen managed about $1 trillion as of Sept. 30, including private market impact investments totaling $1.2 billion.
11/19/2019
Head of Retail Asset Management Joins Guardian Capital
Mr. Gordon brings an unparalleled breadth of knowledge to his new position
11/19/2019
The Rohatyn Group Acquires Emerging Markets Multi-manager Business
Mr. Rohatyn noted, “Each new differentiated vantage point from which we view emerging markets increases overall coverage and visibility, enhancing our level of insight and the quality of decision making across the firm.”
11/19/2019
Regions Bank announces retirement of John Barton and appointment of Mike Mauldin as head of the Healthcare Specialized Industry Group
Barton’s accomplishments at Regions are wide-ranging
11/18/2019
AIG Names Head of Multinational, General Insurance
In this new role, Ms. Barrett will drive the execution of General Insurance’s multinational strategic plan
11/18/2019
Tannenbaum Helpern Welcomes Corporate Partner
Jason M. Rimland joins Tannenbaum Helpern as a partner in the firm’s Corporate practice.
11/18/2019
WMS Partners names CEO
Todd joined the firm in February as Chief Operating Officer and has moved to the CEO role
11/15/2019
Merrill Lynch Loses $240 Million FA Team to This Aggressively-Recruiting Rival
The team previously managed $240 million at Merrill Lynch, Raymond James says.
11/15/2019
Wells Fargo appoints Chief Investment Officer for private wealth management
Taback most recently served in a dual role as head of global alternative investment strategy for Wells Fargo Investment Institute and deputy chief investment officer for Wells Fargo Private Bank.
11/15/2019
Bank of America hires First Investment Bank head in Saudi Arabia
Bank of America is one of many institutions working on Aramco’s initial public offering