09/05/2018
Stifel nets $660M advisors in latest recruiting sweep
He had been previously affiliated with UBS where he was responsible for $211 million in client assets, according to his new employer.
People Moves
09/05/2018
Pimco to Hire Top Deal Maker From Blackstone
ver the years, the financier — known among friends as Studs — has advised Indra Nooyi of PepsiCo, William A. Ackman of Pershing Square Capital Management and even the Vatican.
09/05/2018
Janney Adds 5 Wells Fargo Reps With $445M
Mr. Sammarco, Mr. Moore and Mr. Nice join Janney with nearly 100 years of combined financial services industry experience.
09/05/2018
Withers snaps up former Bryan Cave team leader
Used to lead the international arbitration team at Bryan Cave in New York
09/05/2018
Manulife appoints Head of Investor Relations
Adrienne O’Neill Appointed Head of Investor Relations for Manulife
09/04/2018
Banc of California boosts board
She spent 16 years with Bank of America and its predecessor Security Pacific Bank, in a number of senior line and staff roles, lastly as an Executive Vice President, Bank of America Retail Bank.
08/31/2018
Fund Files: Wells global bond head exits; Pimco PM to retire
The Wells Fargo International Bond fund will continue to be managed by Wilson, Alex Perrin, Michael Lee and Christopher Wightman.
08/30/2018
HarbourVest Partners Hires James Athanasoulas as Managing Director, Expanding Private Credit Team
The credit business leverages HarbourVest’s decades of experience and relationships with private equity general partners to offer tailored financing solutions.
08/30/2018
Evercore Wealth Management Appoints Daniel Stolfa Managing Director and Wealth & Fiduciary Advisor
He will serve clients throughout the Midwest with comprehensive, goals-based wealth planning advice, backed by our national Wealth & Fiduciary team.
08/30/2018
JP Morgan boosts Miami private banking team with senior hire
The private bank has recently been hiring across its teams catering to Latin American clients in Brazil and Mexico.
08/30/2018
Former Merrill Executive Dupuy to Join Greg Fleming at Rockefeller Capital
Dupuy resigned this month from Focus Financial, a rollup of registered investment advisor practices that went public in July and that he had joined after leaving Merrill four years ago.
08/29/2018
SEI Hires Regional Director of Defined Contribution Sales
Company Deepens Resources to Support Defined Contribution Business' Expansion
08/28/2018
Union Bank Expands Wealth Management Team
He began his career at State Street Bank and Trust, where he held a number of management positions in asset servicing and securities lending.
08/28/2018
BridgePoint Risk Management Continues Rapid Expansion
BridgePoint to expand its national footprint, addition of several new team members in Arizona, California, Rhode Island, and Virginia.
08/28/2018
BNY Mellon Wealth Management appoints senior wealth director
He will work closely with individuals, families, professionals, retirees, business owners, executives and other high net worth clients to help them reach their goals. We are eager for him to join the team.
08/24/2018
Atria Wealth Solutions Appoints Chief Technology Officer
He will be responsible for managing the evolution of Atria’s technology platform as the firm continues to enhance and build new technology capabilities to better serve advisors and their clients.
08/24/2018
Norm Cook Leaves Halite Partners for $635 Million RIA
Cook will serve as president and CEO and join the RIA’s investment committee.
08/24/2018
BPM Names MD in Firm’s Real Estate Group
The move marks the latest expansion to BPM’s growing real estate group.
08/24/2018
StatPro shakes up Canadian operations
The Revolution division will focus on our cloud-based performance and risk analytics platform.
08/23/2018
Quinn Emanuel Urquhart & Sullivan Hires Veteran
York has extensive experience in litigation involving Japanese parties and routinely works in collaboration with local Japanese bengoshi and benrishi to reduce the burden of U.S. litigation on Japanese clients.