08/23/2018
HSBC boosts LatAm private bank team with rival hire
‘We’re excited to welcome this group and are confident they will further strengthen our proposition in the region.’
People Moves
08/23/2018
Mercer Advisors Expands Mergers & Acquisitions Team with 3 Veteran Hires
This unique approach creates a much more desirable outcome for both advisors and their clients in comparison to the other options advisors face to solve their ownership transition issues such as other acquirers who are more focused on aggregating assets o
08/23/2018
GAMCO appoints portfolio manager for Global Financial Services Fund
Lapey was appointed Co-Manager of the firm’s flagship Third Avenue Value Fund alongside legendary value investor Marty Whitman, and was subsequently named sole Portfolio Manager of that fund in 2012.
08/23/2018
Northern Trust Strengthens Trust Advisory Practice
Alex Tanouye joins the growing high-net worth practice in Washington D.C.
08/23/2018
UBS Loses Reps to Ameriprise and RBC
Our team decided to join RBC Wealth Management because of the firm’s longstanding reputation of putting clients first
08/22/2018
Industry Veteran Rejoins Wilshire Funds Management as MD
In this role, Gentleman will assist in growing the firm’s presence as a leading provider of multi-asset, retirement and alternative investment solutions
08/22/2018
Santander Bank Appoints Regional President
Financial Services Veteran Brings 30-Year Track Record of Leadership Success and Business Growth
08/22/2018
Oppenheimer Continues Growth Among North Carolina Leadership
Williams is a graduate of the University of North Carolina at Chapel Hill and served in the 422nd Civil Affairs Unit of the U.S. Army Reserve.
08/21/2018
Wilmington Trust Adds Senior Private Client Advisor
She will provide comprehensive wealth management advice to high-net-worth individuals and families, entrepreneurs, business owners, and foundations and endowments throughout the Greater Philadelphia area.
08/21/2018
SEI Names Senior Client Portfolio Manager in Canada
Appointment Supports SEI's Strong Growth in Global Markets
08/21/2018
Fieldpoint Private Continues to Grow its Global Profile
Nicole Boutmy de Katzmann departs Oppenheimer for boutique upstart
08/21/2018
Commonwealth Adds Innovative Team
Innovative Financial Solutions manages clients that include faculty and administrators at Indiana University.
08/20/2018
T. Rowe Price fills three senior positions
He succeeds Peter Preisler, who left the company a year ago to pursue other opportunities.
08/17/2018
Leslie Carter-Prall Named Regions Bank Head of Private Wealth Management
Carter-Prall replaces Kate Danella, who was named head of Strategic Planning and Corporate Development at Regions Bank.
08/17/2018
SS&C Announces the Appointment of Chief Technology Officer
Caiafa will join the SS&C senior leadership team, reporting directly to Rahul Kanwar, President and Chief Operating Officer
08/17/2018
BNY Mellon Wealth Management COO leaves for PNC
His exact title was not available
08/17/2018
UBS poaches Goldman Sachs veteran to run data lab
Goldman named him managing director in 2010.
08/17/2018
AllianceBernstein appoints Global Head of Liquidity Sales
Zak brings more than two decades of distinct experience and track record serving the institutional market, and we're confident that our team and clients will benefit greatly from his expertise.
08/17/2018
New World Advisors Expands Leadership and Investment Team
Chris joins New World from a thirteen-year career at Fiduciary Trust, where he was instrumental in guiding their investment philosophy and asset allocation strategy.
08/16/2018
Montgomery re-joins King & Spalding in DC
Montgomery began his legal career at the firm, where he was an associate from 2008 to 2010, when he left to join Kirkland & Ellis, where he was promoted to partner in 2015.