10/24/2019
Morgan Stanley Hires the Founder of Girls Who Invest
Girls Who Invest founder will support diversity initiatives
People Moves
10/23/2019
Florida bank bolsters offshore advisor team in LatAm push
She's been tasked with helping the bank's advisor team expand into the Latin American wealth market.
10/22/2019
UBS Wealth Exec Moves to Deutsche Bank
Samuel Descovich will lead products and solutions in the Americas and work on expanding the ESG lineup.
10/22/2019
Apollon Wealth Management, LLC Announces Dawn Campbell has Joined as Director of Alternative Real Estate Investments
Dawn Campbell has been an executive in the financial services industry for over 25 years. S
10/22/2019
ServisFirst Bancshares, Inc. and ServisFirst Bank Elect New Board Member
Chris Mettler Joins Bank’s Board of Directors
10/22/2019
Deutsche hires UBS distribution vet for senior Americas wealth role
He will report to Lavanya Chari, head of global products and solutions, and regionally to Patrick Campion, head of wealth management Americas.
10/22/2019
Lincoln Financial Group Names New Senior Vice President, MoneyGuard Product Management
Heather Deichler tapped to lead MoneyGuard Product Management at Lincoln Financial
10/21/2019
Ameriprise Financial Welcomes Stiles, Miller & Clark Group in Lansing, MI
The three-advisor team manages $256 million in assets under management
10/18/2019
Bernstein private wealth group adds ex-NFL player
Nine-year league veteran moving from Pacific Income Advisers
10/18/2019
Sverica Capital Management makes two promotions
With over 11 years of experience in the private equity space, Harstad joined the Sverica San Francisco office 2011.
10/17/2019
Global funds network appoints Vice Chairman to lead American expansion
Kramer will spearhead the firm’s strategy for expansion across the Americas, leveraging his more than thirty years of experience and expertise in the asset management and asset servicing industries.
10/16/2019
Ex-Merrill Lynch FA Who Quit Over Alleged Lobbying Improprieties Finds New Home
Dwyer has seven customer disputes on his record dating back to 2001.
10/16/2019
Justin Gmelich Elected to MarketAxess Board of Directors
Mr. Gmelich has had a distinguished career in credit markets
10/16/2019
Citigroup Investment Banking Head Leaves as Wall Street Retreat Continues
The head of Russian equities has left in the latest investment retreat for a U.S. bank.
10/16/2019
KKR Announces Leadership of Flagship Private Equity Businesses
In the Americas, Pete Stavros and Nate Taylor have been promoted to co-lead the Private Equity business.
10/15/2019
LPL Financial Welcomes Advisor Joseph Mazzucco, Stonebrook Wealth Management
Mazzucco takes a highly personalized approach to providing investment and retirement advice to individuals, families, corporate executives, medical professionals, small business owners and retirees, with most of his clients based in New York and South Flo
10/15/2019
Kestra Financial Welcomes Newly Formed Team of Experienced Advisors
Three seasoned advisors have banded together to establish Noble Wealth Advisors
10/15/2019
Boston Private Names Head of Strategic Business Development
Mr. Dwyer will be reporting to Mr. Simons. Mr. Dwyer earned his MBA from the University of Miami and a B.A. from Providence College.
10/13/2019
Combined Insurance Announces Two Senior Leadership Appointments
Goodwin leads Combined's individual and group underwriting team
10/11/2019
Income Research Appoints Chief Executive Officer
Bill O’Malley to serve as CEO of the $75 billion fixed income manager; he will be supported in the role by an Executive Chairperson, Co-CIO, and COO