03/04/2015
RBC Appoints New Complex Director
A former branch manager was promoted to complex director at RBC Wealth Management, the firm said.
People Moves
03/03/2015
U.S. Bank names Lee as Private Client Reserve portfolio manager
The Private Client Reserve offers wealth management services to client with net worth of $3 million or more.
03/03/2015
Bridgeworth hires industry veteran as financial adviser
He previously worked at Warren Averett, where he was recruited to develop a personal financial planning department, according to a release from Bridgeworth.
03/03/2015
Santander names North American head
Santander has tapped a former head of the consumer division at JPMorgan to run its North American division, as the Spanish bank attempts to repair frayed ties with US regulators.
03/03/2015
RMB Wealth Management Promotes Seth Davis and Michele Francisco to Partner
Senior wealth manager Seth Davis, CFP® and senior wealth advisor Michele Francisco, CFP® have been promoted to partner within RMB Wealth Management
03/03/2015
Merrill Lynch appoints head of structured solutions
The hiring comes as tax considerations have played a big role in deals recently.
03/02/2015
UBS, Merrill Hire Several Texas-Based Advisers
A number of financial advisers in Texas swapped firms over the past several weeks as the major brokerages continue to poach from another
03/02/2015
J.P. Morgan Names Global Head for Investment Services Unit
He replaces Stephanie Miller
03/02/2015
Goldman’s Investment Banking Co-Chairman to Leave Firm
Goldman Sachs shuffled the top ranks of the investment-banking division in recent months.
02/27/2015
Merrill Lynch Hires Two Advisors from UBS
Calvin and Clayton managed more than $175 million in assets at UBS and had over $1 million in annual fees and commissions.
02/27/2015
EY Wealth & Asset Management boosts team
He also founded the tax practice and served as audit partner for Deloitte's Grand Cayman practice
02/27/2015
Recognized Economist David N. Paris Joins Alvarez & Marsal’s Global Forensic And Dispute Services Team
Experienced Expert Witness Brings Extensive Background in Addressing Damages and Competition Issues in Complex Intellectual Property Disputes
02/27/2015
Bryn Mawr Bank Corporation Appoints Alison E. Gers as Executive Vice President and Chief Operating Officer
We have an exceptional team at Bryn Mawr Trust
02/27/2015
Loring Ward appoints Chief Investment Officer
“We are thrilled to have Payel leading our investment committee and bringing her years of investment acumen and direct advisor and client experience,” said Loring Ward President and CEO Alex Potts.
02/27/2015
2 Bank of America board members departing
The bank also said its chief accounting officer is leaving
02/27/2015
Crédit Agricole hires senior FX options trader
He will be a senior FX options trader, based in New York, reporting to Richard Bailey, global head of non-linear FX trading.
02/27/2015
Bank of the West's Wealth Management Group Strengthens Team with Key Hires
Securities and variable annuities are offered through BancWest Investment Services
02/26/2015
Janney hires 8 new analysts
Gaugler and Stevenson have also been named Managing Directors.
02/26/2015
Raymond James Hires Advisors from Commonwealth Financial
Raymond James & Associates, the broker-dealer unit of Raymond James Financial Inc, appointed Marta Shen and A.K. Mashhoon advisers in its Atlanta office
02/26/2015
Veteran U.S. brokerage lawyer McKay to join Barclays
Kevin McKay, who began his Wall Street legal career in 1978 at E.F. Hutton, will join Barclays PLC's wealth and investment management division in the Americas next month as general counsel