02/19/2014
The Sapient team left Morgan Stanley in 2010 after more than three decades of service, and launched their own independent wealth management firm with the help of Focus Connections
02/19/2014
SAC Capital Advisors' chief compliance officer is to leave the hedge fund, as it transitions to a family office.
02/19/2014
He has an extensive global institutional and retail sales background and was most recently chief marketing officer and executive managing director of Turner Investment Partners. Prior to that, he was global head of sales at Acadian Asset Management.
02/19/2014
City National Bank announced today that it has appointed Scott Witter to head the private client services group in New York.
02/17/2014
Cornerstone Capital boosts Private Client Wealth Management team
In his new role, Phil serves as Chief Investment Officer of Cornerstone Capital Investment Management, with responsibility for overseeing the Firm’s Private Client Wealth Management investment strategies.
02/17/2014
“We are pleased to welcome Alex to the Raymond James family,” said Federer. “Adding the Gallego Financial Group is another indicator that we’re attracting some of the very best in the industry and is further proof of the firm&rsqu
02/17/2014
“We are pleased to welcome these successful advisors to our Blue Ash office,” said Roney.
02/14/2014
Global alternative asset manager names Chief Sustainability Officer
She will help ensure that the company makes the most of our ESG efforts as we work to create value for our investors.
02/14/2014
Their experience, skills and relationships will enable them to make a significant contribution as we continue to expand our business and gain market share globally
02/13/2014
The bank confirmed Wednesday that job losses occurred, but did not give details.
02/12/2014
He demonstrated a commitment to a consultant-based investment practice, helped clients build investment portfolios and maintained an excellent record of customer service.
02/12/2014
The new advisers would be part of two teams, which have almost $635 million assets under management with more than $3.4 million in production.
02/12/2014
Racquel Oden promoted to help ramp up practice management program
02/12/2014
Establishes premises in New York
02/12/2014
Independent wealth manager announces several senior level promotions
These are five outstanding professionals who consistently perform at the highest level each and every day.
02/12/2014
Wealth management search firm boosts team
He will split his time between New York and Boston.
02/11/2014
D.A. Davidson & Co. appoints two industry vets
They will collectively lead and set the long-term strategic direction for all of D.A. Davidson’s Investment Banking business.
02/11/2014
Greenhill hires Goldman Sachs's exec for new Brazil Unit
He is one of the most experienced M&A executives in Brazil
02/11/2014
The firm snagged five industry veterans from UBS and Wells Fargo, including two branch managers and $275 million in assets
02/11/2014
Goldman Sachs Appoints Third Co-Head of Securities Division
He has been appointed co-head of the Goldman Sachs' securities division, the largest and most profitable of the global investment bank's four units.