02/25/2014
State Street Names Vice Chairman
Previously, he led international for State Street’s Global Services and Global Markets businesses.
People Moves
02/25/2014
Ramond James Adds Two Board Members
Two new members have been added to the Raymond James Financial Inc. Board of Directors, Raymond James announced Monday.
02/25/2014
The Colony Group Names Six New Principals
With the addition of these six individuals, the company's senior leadership team now includes 28 Principals, highlighting its commitment to growing the firm.
02/24/2014
PNC Bank names 2 to executive posts
PNC Bank has named John Banitt senior vice president and senior investment adviser of wealth management in Palm Beach County.
02/21/2014
Hedge Fund Tax Specialist Hires Two
The former joins from Bank of New York Mellon Alternative Investment Services; the latter is treasurer for the Chattanooga Tax Practitioners.
02/21/2014
First Republic Private Wealth Management expands Boston team
Highly Respected Investment Team From Morgan Stanley Joins Boston Office
02/21/2014
BNY Mellon Wealth Management Adds 6 Senior Sales Directors
BNY Mellon Wealth Management is ramping up its business development efforts in New York, Chicago, San Francisco and Philadelphia.
02/21/2014
Independent wealth management firm appoints new CEO
He will oversee all wealth management activities, provide leadership and strategic vision as the firm continues to enhance its product and service offerings and add talented wealth management advisory teams.
02/21/2014
SEC Hires Former Finra Official to Oversee Markets
The Securities and Exchange Commission today announced that it has named Stephen Luparello as director of its Division of Trading and Markets.
02/21/2014
Raymond James Recruits $2 Million Team From Morgan Stanley
They serve corporate executives, business owners, affluent families and female investors in the Buffalo area and throughout the eastern United States.
02/21/2014
Mizuho Expands Investment Banking Platform With Senior Power & Utilities Appointment
He joins Mizuho from the Royal Bank of Scotland
02/20/2014
MoneyBlock Hires Joseph Cusick as Vice President of Wealth and Asset Management
He will lead the development of MoneyBlock’s wealth-management platform, targeting independent reps and advisors managing more than $25 million.
02/20/2014
American Express hires top tech execs from Goldman Sachs and Google
He is a member of the Technology Executive Team and serves on the company's Global Management Team.
02/20/2014
Cantor Fitzgerald Expands metals and mining investment banking team
'We are pleased to have Graham join our expanding investment banking platform.' said Shawn P. Matthews, Chief Executive Officer of Cantor Fitzgerald & Co.
02/20/2014
Arne Boudewyn to Head Family Dynamics and Education for Abbot Downing
Dr. Arne Boudewyn, a veteran of Abbot Downing and Wells Fargo with more than 20 years of experience as a researcher, educator and consultant to ultra-high-net-worth families, has been named head of Family Dynamics and Education for Abbot Downing
02/20/2014
Division of Trading And Markets Acting Director John Ramsay to Leave SEC
He was appointed deputy director of the division in September 2010 and has served as acting director since December 2012
02/19/2014
Deutsche Asset & Wealth Management expands US team
He brings extensive experience and a deep understanding across our broad investment capabilities
02/19/2014
CIFC boosts Capital Markets And Distribution team
He brings over 23 years of loan origination, structuring, underwriting and investing experience across both debt and equity markets.
02/19/2014
Epic Intermediaries Expands Team
With nearly 15 years of professional experience in financial services, Eric Leibowitz brings expertise in management, training and analysis to EPIC Intermediaries.
02/19/2014
Equity Financial Holdings Appoints Chief Risk Officer
It also provided a business update, including remediation of certain of its underwriting processes and controls following an independent Board-led review.