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People Moves

06/20/2014

Baird hires two RBC advisers in Denver, San Francisco

Advisers Michael Gegen and Monty Reedy managed $230 million in client assets at RBC and had combined annual fees and commissions of $2 million.

06/19/2014

Piper Jaffray Expands Biotechnology Investment Banking Team

His experience includes more than 14 years in financial services including 12 years focused on the biotechnology industry.

06/19/2014

JPMorgan Chase Names Midwest Chair

Most recently, Bean was President and CEO of the Executives Club of Chicago

06/19/2014

Northern Trust banker to lead Seaway

Jackson’s hiring comes two months after Veranda Dickens became chairman of the board

06/19/2014

Merrill Lynch Recruits Former BlackRock Exec

Bank of America Merrill Lynch has enticed a former BlackRock managing director out of retirement to head its affluent segment and strategy.

06/18/2014

NFP Advisor Services boosts Fusion Advisor Network

NFP operates in three business segments

06/18/2014

UBS Team Managing $430 Million jump ship to regional broker-dealer

A UBS advisor team managing about $430 million in assets jumped ship to regional broker-dealer

06/18/2014

Guggenheim Securities Hires a new Head of Leveraged Finance

He will focus on further developing the firm's capabilities in the origination, underwriting and syndication of leveraged loans and high yield bonds.

06/18/2014

Exclusive: Top Bank of America financial companies banker leaves for Oaktree - sources

The move from a major investment bank to an alternative asset manager illustrates the growing appeal of non-bank financial firms to finance professionals as new financial regulations after the 2008 financial crisis reshape Wall Street's competitive l

06/18/2014

Private wealth management division of CIBC adds three senior-level execs

The U.S. private wealth management division of CIBC, announced today the addition of David M. Butts, Michael D. Zeier and Trevor J. Hancock to the firm.

06/18/2014

Deutsche Asset & Wealth Management Expands its Passive Distribution Team for U.S. Western Region

The team reports to Mick McLaughlin, Head of Passive Distribution in the Americas.

06/17/2014

RBC Wealth Management Enlists 23-Year UBS Veteran

RBC growing wealth management division, this year hiring eight new financial advisers who collectively managed at least $880 million in client assetsser

06/17/2014

Manulife Asset Management Adds New Global Natural Resources Equity Team

Expands global equity capabilities with hiring of veteran portfolio managers

06/16/2014

J.P. Morgan Asset Management names head of global strategy

The role is new and Mr. Bilton started last weekweek of June 9 in London.

06/16/2014

Henderson hires duo for US fixed income team

It also signals the increasing demand for global fixed income product in the market

06/16/2014

Threadneedle boosts US equities team with quadruple hire

Threadneedle Investments has announced four appointments to its US Equities team.

06/13/2014

RBC Recruits Morgan Stanley Director

Anderson started his career in 1994, and has been a branch manager and complex manager

06/13/2014

RBC draws new Atlanta complex head from Morgan Stanley

Our market share in the southeast is low relative to other territories

06/13/2014

Guggenheim Securities Senior Managing Director.

Blake will focus on advising healthcare services companies and will commence work at Guggenheim in September 2014.

06/13/2014

Treasury’s Miller, Who Led Volcker Rule Work, Stepping Down

She hasn’t decided what she will do next or whether it will be in the public or private sector

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