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People Moves

09/12/2014

BofA Trading Executives Leave Firm as Job Cuts Loom

Wall Street banks are paring costs as record low market volatility curbs trading volumes and revenue, contributing to the worst first half in trading since the financial crisis.

09/12/2014

APEX Appoints New CEO as Demand for Outsourced Services Increases

The new appointments mark a new era for Apex, which is targeting further growth in all of its 34 offices located around the world.

09/11/2014

ARK Investment Management hires securities industry veteran

She joins ARK from international law firm Dechert LLP where she worked for over 17 years as a senior partner in the firm's financial services group.

09/11/2014

RBC Wealth Management Hires $3.5 Million-Revenue-Producing Merrill Lynch Broker

Merrill Lynch did not immediately respond to a request for comment.

09/11/2014

Janney Names New Product Head for Wealth Management

In his new role, Reed will oversee Janney's products and solutions for the firm's 725 advisors.

09/11/2014

Fortress Hires Goldman Sachs's Rosenberg for Gaming Debt

He will be responsible for investments made by Fortress’s family of Credit-related funds across the capital structure in the Gaming & Leisure sector.

09/11/2014

Simon Riveles Appointed Chairman of the Hedge Fund Association's Regulatory & Government Advisory Board

The Hedge Fund Association, a global nonprofit trade and nonpartisan lobbying organization, announced today the appointment of Simon Riveles, Principal of Riveles Law Group, as Chairman of its Regulatory & Government Advisory Board.

09/11/2014

U.N. pension fund names top investment officer

Carol Boykin was named the top investment officer of the $52 billion United Nations Joint Staff Pension Fund, New York, said U.N. spokeswoman Vannina Maestracci.

09/11/2014

Pacific View Asset Management Hires Microcap Portfolio Management Team

Pacific View currently has three investment teams focused on investing in publicly traded equities

09/11/2014

Jardine Lloyd Thompson names chairman of U.S. specialty business

The company also appointed Michael Rice chief executive and Patrick Donnelly as president and deputy CEO of its U.S. specialty operations last week.

09/10/2014

Ethan Doyle Joins Tiedemann Wealth Management

Ethan joins Tiedemann Wealth Management from RDG Capital Management where he served as Managing Partner

09/10/2014

Hedge-fund impresario is jumping to the Fox Business

The 50-year-old investor lately signed an exclusive deal to appear on both FBN and the Fox News Channel, sources close to the condition stated .

09/09/2014

BNP Paribas CIB Names Paul Mortimer-Lee Chief Economist North America

Paul also held positions at the IMF.

09/09/2014

Guggenheim Securities Bolsters Rates Team with Veteran Hires

The five hires continue Guggenheim Securities' growth in its fixed-income sales and trading operations.

09/09/2014

Hertz CEO, Under Hedge-Fund Fire, Quits

Facing pressure from Carl Icahn, Hertz Global Holdings is making a change at the top.

09/09/2014

Hopkins & Carley Adds Family Wealth, Tax Planning Vets

Silicon Valley firm Hopkins & Carley on Monday announced the addition of two estate planning veterans to its family wealth and tax planning department.

09/08/2014

Citi Veteran Promoted to Lead Private Bank

He succeeds Mark Mason who was recently named Chief Financial Officer for Citi's Institutional Clients Group.

09/08/2014

Pimco Names Said Saffari Executive Vice President and Portfolio Manager

He will be based in Newport Beach, California and report to Michael Gomez, managing director and head of emerging markets portfolio management.

09/08/2014

Steve Cohen Money Manager Exits After McLaren Reckless-Driving Arrest

Orwicz was arrested Aug. 28 on charges of reckless driving, improper passing and disobeying a police officer signal while behind the wheel of the yellow McLaren in New Canaan, Connecticut, New Canaan News said on its website.

09/08/2014

Ameriprise Financial Hires 5 Advisors in US

Asset manager and brokerage Ameriprise Financial Inc said it hired five advisers across different locations in the United States over the past few weeks.

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