02/19/2013
Nomura boosts US Equity Research team
He joins Nomura from Keefe, Bruyette & Woods
People Moves
02/19/2013
Brean Capital appoints Executive MD
I have worked very closely with Peter for over eight years and am excited to have him join our team
02/19/2013
Boston Private Bank continues California expansion
“By adding or expanding these offices, we deliver the private banking and wealth management services our clients value
02/17/2013
Hefty Wealth Partners announces new branch president
Hefty Wealth Partners has appointed longtime employee Doug Lockwood as branch president
02/17/2013
New CIO of Bass family office named
Before joining Oak Hill in 2010, he was president and executive director at Nuveen Investments.
02/14/2013
Saba Said to Hire Traders From Citigroup and RBC
Trader from Royal Bank of Canada is going to work at Saba to focus on exchange-traded fund indexes.
02/14/2013
Ex-UBS Exec Rosen Taps ‘Whale’ of a Trader for Fund
Reef Road is set to launch in the second quarter and already has eight people on staff
02/14/2013
Schroders promotes Lespinard to fixed income co-head
Mr Lespinard is being promoted to the co-head role as Mr Dasher will also be head of North America
02/14/2013
Raymond James Recruits Merrill Lynch Team in Huntington, W.Va.
“We are pleased that this team of seasoned advisors chose to join Raymond James,” said Clark.
02/13/2013
OptimumBank appoints new EO
"His knowledge of the banking and business landscape of the State of Florida is impressive and of great value to the Company."
02/13/2013
TD Wealth names wealth market leader for NYC
TD Wealth provides clients with customized private banking and wealth management services.
02/13/2013
TD Wealth appoints new head of U.S. investments
TD Wealth provides clients with customized private banking and wealth management services
02/13/2013
The black hole that is wealth management products
Mainland investors are becoming wary of products that 'disappear' after offering juicy returns, the first of a two-part series explains
02/13/2013
Merrill Lynch Hires Wells Fargo, Morgan Stanley Advisers
The new hires included high-producing advisers from the wealth management divisions of Wells Fargo & Co., Morgan Stanley and Piper Jaffrey
02/13/2013
Thomson Reuters Is Cutting 2500 Jobs While Bloomberg Is Hiring
Layoffs are about to hit Thomson-Reuters hard. The Financial Times reports that the company will cut 4% of its headcount — 2,500 people — this year.
02/13/2013
Grosvenor Appoints New Asset Manager
Roberts will be reporting to Bill Donohue, managing director and head of asset management
02/12/2013
Phoenix Appoints Managing Director-Sales And Marketing
'As Phoenix’s business continues to grow, especially our UK funds business, his appointment reflects Phoenix’s commitment to continue to invest in its’ UK business as well as strengthen its management team'.
02/12/2013
Pohlads' Marquette Asset Management names new leader
Marquette Asset Management has named Adam Mans to run the Minneapolis-based wealth management firm
02/12/2013
The Park Hill Group boosts team
He was most recently a principal at Coller Capital, where he sourced, evaluated and closed secondary transactions in the U.S. market.
02/12/2013
BlackRock Names Morgan Stanley’s Shedlin Finance Chief
Petach will be a senior managing director at BlackRock Solutions