05/29/2014
Dan Kemp leaves Albemarle to join Morningstar
Fund selector set to join Morningstar less than two years after helping set up Albemarle Street Partners.
People Moves
05/28/2014
Pimco Rehires Former Senior Executive Paul McCulley
Pimco's move comes five months after the firm put in place a revamped executive structure featuring a new generation of fund managers
05/28/2014
BNY Mellon Appoints New Chair of Enterprise Product Management Group
He joins BNY Mellon from Jet Airways (India ), where he was CEO.
05/28/2014
US Bank Names Central Region President for HNW Business
He will be instrumental in driving growth across The Private Client Reserve's Central Region, which includes Chicago, Kansas City, Madison, Wis., Milwaukee, Minneapolis/St. Paul and St. Louis.
05/28/2014
Former investment banking head returns to Baird
He also served on Baird's executive committee and board of directors
05/28/2014
Evanston Capital Management Hires Vice President – Business Development
In this newly created role, Mr. Gargula will be responsible for marketing in the RIA, family office, bank, broker/dealer, and financial intermediary channels.
05/28/2014
Westley V. Thompson Appointed to The Phoenix Companies, Inc. Board of Directors
Previously, he spent a decade with Lincoln Financial Group as president, Retirement Solutions, president, Employer Markets, president, Lincoln Financial Distributors, and other increasingly senior roles.
05/28/2014
SunTrust hires Bank of America veteran to run new Boston outfit
Atlanta-based SunTrust has also recently opened offices in Dallas and San Francisco as it pushes its investment and corporate banking unit into more middle market business.
05/27/2014
Big banks lose more traders to hedge funds
New regulations since the financial crisis have accelerated the movement of Wall Street's top traders to hedge funds
05/27/2014
Deutsche Bank Hires Global Head of Rates Sales
We are thrilled to welcome Chris to the Bank
05/27/2014
Top-Ranked LVW Advisors Expands Team and Deepens Service Offering with Addition of Wells Fargo Advisors
LVW Broadens Offering to Affluent Families with Veteran Advisors
05/27/2014
Credit Suisse Prosecutor Leaving Justice Department Tax Division
More than a dozen other Swiss banks remain under investigation for similar practices.
05/23/2014
UBS Wealth Management hires adviser from Merrill Lynch
UBS hired Paul Hatch, a veteran wealth management executive
05/23/2014
Morgan Stanley Wealth Management has chief in Pittsburgh
He has been based in Pittsburgh for several years
05/21/2014
Manulife appoints Global head of wealth and asset Management
He brings more than 25 years of international financial services and asset management experience-- New position to grow and develop wealth and asset management capabilities globally
05/21/2014
Wells Fargo broker team moves to Raymond James
A high-producing team of financial advisers based in Richmond, Va., have joined Raymond James Financial Inc. from Wells Fargo & Co .
05/21/2014
Citi taps Credit Suisse exec to head 'family office' unit
Woodson has been with Credit Suisse since 2007
05/21/2014
Kleiner Perkins hires Scott Ryles as COO
Scott Ryles joins Silicon Valley venture capital firm 13 years after leading one of its portfolio companies
05/21/2014
Geller boosts client relationship team
Geller & Company, a financial advisory and wealth management firm, announced that Christopher J. Schumacher has joined the firm as a Director and Client Relationship Manager.
05/21/2014
Leading Boutique Investment Bank Marlin & Associates Names Jason Panzer as Chief Operating Officer
Marlin & Associates Securities LLC, the boutique investment banking and strategic advisory firm, announced that, effective today, Jason Panzer has been named to the newly created position of Chief Operating Officer.