01/07/2014
New York Life announced today that John Y. Kim, 53, has been elected a vice chairman of the company and will now oversee the company's technology function in addition to his current responsibilities.
01/07/2014
In her new role, she will focus on educating clients on liquid alternatives and the role they play in portfolios.
01/07/2014
The new RJA advisors represent a combined $308 million in client assets under management and join Raymond James branches in Portland, Ore., St. Louis and Dallas.
01/07/2014
Royal Bank of Canada, the country’s second-largest lender by assets, appointed New York-based investment-banking chief Blair Fleming to a new role as head of RBC Capital Markets in the U.S.
01/06/2014
He helped lead the agency's nationwide enforcement efforts during two of its most productive years in 2012 and 2013 while serving as deputy director and co-director of the Enforcement Division
01/06/2014
Legg Mason, Inc. today announced the appointment of Thomas K. Hoops, an executive with significant leadership experience in the asset management industry, as Executive Vice President and Head of Business Development.
01/06/2014
The former chairman of the Federal Communications Commission has taken a senior role at the Carlyle Group
01/06/2014
Jennifer Sarajian Stone was promoted to Managing Director in the WTAS Washington, D.C. office.
01/04/2014
Accenture has made key appointments to its global leadership team, creating new roles in strategic areas of its business.
01/02/2014
Raymond James has recruited financial advisors Terry Wiles and Ryan Smith in Cary, N.C.
12/31/2013
Elm Grove, Wis.-based Annex Wealth Management has hired Daniel Brown as an investment officer and Richard Kula as a financial planner and retirement plan specialist.
12/30/2013
"Ian joined LaSalle Hotel Properties shortly after its IPO and has been instrumental in the execution of our business plan during that entire period, both in asset management and acquisitions.
12/30/2013
Masrani has over 26 years of banking experience
12/30/2013
Over the past few years, we have gradually added several members to our board
12/24/2013
Traurig’s Lawrence H. Heller Elected As U.S. Council Representative of STEP
Heller, whose practice is focused on domestic and international Tax, Trusts & Estates and Wealth Management, will serve on the Council for a three-year term commencing in 2014.
12/23/2013
The firm has a 10-person institutional sales team in the U.S. and is looking to add three more
12/19/2013
Sadasivan joined Napier Park in 2011 after an India-focused hedge fund he was to manager at Brevan Howard Asset Management failed to materialize. A co-founder of KDA Capital, he worked at The Children's Investment Fund before joining Brevan.
12/18/2013
Forst will take over from interim CEO Carlo Barel di Sant'Albano next month. Since leaving Goldman in 2011, he has served as an adviser to private-equity firm Fenway Partners.
12/18/2013
Opalesque Industry Update - SSARIS Advisors, LLC, an affiliate of State Street Global Advisors - the investment management division of State Street Corporation, has appointed Paul Lucek as CEO, effective January 1, 2014.
12/18/2013
In this newly created role, Johnson will join AllianceBernstein's growing alternatives team and collaborate with senior investment and distribution executives to drive the growth of the firm's alternatives business.