10/31/2014
Raymond James reports strongest recruiting year since 2009
In 2009, Raymond James reported its U.S.-based sales force rose by 300 advisers to a net total of 4,781 financial advisers from the year before.
People Moves
10/31/2014
Kleinberg, Kaplan Expands Hedge Fund Team
Jared’s strong experience in derivatives trading, fund formation and regulatory matters increases the versatility of our team
10/31/2014
Arrowpoint Partners appoints Minyoung Sohn
Denver-based hedge fund firm Arrowpoint Partners has appointed Minyoung Sohn as portfolio manager of the Meridian Equity Income Fund.
10/31/2014
Ex-Morgan Stanley Rates Head Joins Alphadyne Hedge Fund
Morgan Stanley former head of interest-rate trading, Glenn Hadden, has joined Alphadyne Asset Management LLC as hedge-fund firms bulk up on macro traders.
10/31/2014
Wilmington Trust Hires Todd Freeman as Private Client Advisor in Syracuse, N.Y. Office
Wilmington Trust hired Todd Freeman as a private client advisor for the firm’s Wealth Advisory office in Syracuse, N.Y.
10/30/2014
Legg Mason taps president to also serve as board chair
Legg Mason also announced it had selected John V. Murphy as lead independent director
10/30/2014
Prologue Capital Adds To Investor Relations Team
He was a Senior Research Analyst at Spring Mountain Capital where he was responsible for analyzing and monitoring hedge fund and private equity fund investments across a wide range of strategies.
10/30/2014
Wells Fargo veteran to run community banking operations for Eastern Region
Her new role will place her in charge of 32,000 employees in 2,700 retail banking locations covering 14 states, from Connecticut to Florida and as far west as Tennessee.
10/30/2014
Wilmington Trust bosts Wealth Advisory team
He joins the firm with nearly 20 years of experience in the wealth management field. Prior to joining Wilmington Trust, Bloom worked with J.P. Morgan's Private Bank.
10/30/2014
Nyse names head of governance services
The New York Stock Exchange announced today that effective immediately, Stacey Cunningham has been named President of NYSE Governance Services, a leading provider of corporate governance, risk, ethics and compliance services for public and privately held
10/30/2014
Raymond James Expands Consumer Equity Research Coverage
He brings 12 years’ experience in the consumer sector to Raymond James’ New York capital markets office from Oppenheimer & Co. after previous stints at Salomon Smith Barney and Schroder & Co.
10/29/2014
Wilmington Trust Names Tony Roth as Chief Investment Officer
Wilmington Trust named Anthony Roth as chief investment officer.
10/28/2014
Paul Veith Joins Northern Trust to Lead Investment Management Services in the Mid-Atlantic
Veith received his bachelor’s degree in Economics from Georgetown University and his MBA from George Mason University.
10/28/2014
Wells Fargo Private Bank names New Jersey wealth management leader
Wells Fargo Private Bank announced Monday that Amrit Walia will serve as regional managing director for the New Jersey market.
10/28/2014
Stifel Nicolaus Hires Packaging Banker
The firm advised Hennessy Capital Acquisition Corp. on its deal to purchase school-bus manufacturer Blue Bird from Cerberus Capital Management LP’s Traxis Group.
10/28/2014
State Street Strengthens Investment Servicing Leadership Team
State Street Corporation announced today the appointment of Jane Kirkland to senior vice president in its investment servicing business.
10/28/2014
Ex-SEC Chairman to Advise Two Bitcoin Companies
The longest-serving chairman of the Securities and Exchange Commission, is joining the advisory boards of two bitcoin-focused companies.
10/28/2014
Global Head of Investor Relations at BNY Mellon announced
She brings 20 years of investor relations experience across industries
10/28/2014
Hanmi Bank Hires Regional President to Lead Growth in Texas
He received graduate banking education from the University of Pennsylvania's Stonier Graduate School of Banking
10/27/2014
RCS Capital boosts executive team
The New York-based firm's new leaders include former LPL Financial executive Bill Dwyer, who is now CEO of the firm's Realty Capital Securities unit.