10/05/2015
Terri Spath Joins Sierra Investment Management as CIO
Ms. Spath will have a range of investment strategy responsibilities including market and economic analysis, portfolio allocation and building client solutions.
People Moves
10/05/2015
Palos Management Adds Wakeham Pilot and Joseph Khoubbieh to the Portfolio Management Team
They are part of a multi-year effort to expand and deepen the Palos service offering.
10/05/2015
Principal Global Investors Hires Madelyn Antoncic as Executive Director Institutional Investment Solutions
She will also serve as a key conduit for developing asset solutions for the investment challenges of sovereign clients.
10/05/2015
Seix Investment Advisors LLC Hires Managing Director of Structured Capital Markets
Expanding the firm's CLO business is a strategic priority for both Seix and RidgeWorth
10/05/2015
Neuberger Berman Appoints Matthew Malloy Global Head Of Insurance Solutions
Insurance companies globally have unique needs that require a depth of investment expertise that comes from fundamental, bottoms-up, active management.
10/05/2015
Brian Fairhurst, Roger Goncalves join RBC Global as directors
Fairhurst joins from F-Squared Investments and has previously worked at BlackRock and iShares.
10/05/2015
Neuberger Berman Appoints Matthew Malloy Global Head Of Insurance Solutions
Mr. Malloy will lead efforts to deepen relationships with existing clients and to guide the firm's strategy for delivering general account advice and solutions to the global insurance client segment.
10/05/2015
Michael Liftik Named SEC Deputy Chief of Staff
Mr. Liftik became Senior Advisor to Chair Mary Jo White in April 2013
10/02/2015
Chatham Residents Join Chatham Wealth Management Team
Ryan has over 10 years financial services and credit rating agency experience.
10/02/2015
Ascent Private Capital Management Taps Moeller as Portfolio Manager
Moeller joins Ascent’s Investments team led by Joe Hinderer in Minneapolis.
10/01/2015
Kellie Neuhaus Promoted to Private Client Services Managing Director in Boston
Andersen Tax now has 134 Managing Directors in 18 locations in the U.S.
10/01/2015
Aventis Asset Management Hires Byers as Head of Business Development
Founded in 2006 by veteran commodities specialist and former CBOT floor trader Paul Kim, Aventis employs a fundamental, discretionary trading strategy
10/01/2015
Aventis Asset Management hires head of business development
Effective September 1, 2015, Byers is responsible for the strategic planning and implementation of all Business Development efforts for Aventis.
10/01/2015
Deimos Asset Management Taps Warner For PM Role
Warner’s addition continues to build on the Deimos strategy of developing a suite of hedge fund products
10/01/2015
Citi boosts retail M&A business with Credit Suisse hires
Anton joined Credit Suisse in 2005
10/01/2015
Merrill Shuffles Brokerage Managers in Wake of Broader Cost Cuts at BofA
Brokerage also cuts number of regional ‘divisions’ to 10 from 11
10/01/2015
Morgan Stanley Promotes Ted Pick, Dan Simkowitz to New Roles
Pick and Simkowitz, both more than 20-year veterans of Morgan Stanley, are taking over businesses struggling to meet their financial targets.
10/01/2015
$370M Team Leaves Merrill For Stifel
The team, operating as NSCHH Wealth Management Group, is supported by Cathy Carr, a registered client service associate.
10/01/2015
Morgan Stanley Said to Hire UBS’s Prelle for German Banking
Prelle, who was most recently chairman of corporate client solutions at UBS in Germany, will continue to be based in Frankfurt
09/30/2015
Ed Kleist Appointed Senior Private Client Advisor in Bank of the West Wealth Management Group's New Ultra High Net Worth Business
A former CPA, Kleist has extensive experience delivering wealth planning, investment and credit solutions to families