04/30/2015
Everingham & Kerr boosts team
She has a diverse background in wealth management, operations, and private equity.
People Moves
04/30/2015
Maitland expanding in to US market
The move is part of Maitland’s growth strategy, and comes after it acquired 100 percent of UK-based Phoenix Fund Services.
04/30/2015
Lazard Announces Financial Advisory Leadership Appointments
The appointments will drive the next phase of Lazard’s advisory growth plan, while delivering the highest quality advice to clients
04/30/2015
Cantor Fitzgerald Wealth Partners Continues Rapid Expansion with First Wirehouse Team
Credit Union Asset Strategy Group adds combined $1 billion in client assets and establishes first office in Michigan to serve the private wealth market
04/30/2015
Ariad CEO steps down amid hedge-fund pressure
Sarissa, for its part, agreed to withdraw a slate of candidates it had proposed for Ariad’s board and support the board’s own nominees.
04/30/2015
Lebenthal Wealth Advisors Joined by Veteran Portfolio Manager
Lebenthal Wealth Advisors, the wealth management division of Lebenthal Holdings, LLC, announced today that William K. Joseph has joined its wealth advisory unit
04/29/2015
JMP Group Names Co-Heads of Healthcare Investment Banking
Prior to joining JMP Securities in 2007, Mr. Stauder was a founder and managing member of EHS Securities
04/29/2015
AMG's assets gain 2% in first quarter on continued net inflows
Net inflows for the first quarter were $5.3 billion
04/29/2015
HSBC's Pascoe moves to group treasurer from DCM head
HSBC has appointed Bryan Pascoe as group treasurer, effective May 5
04/29/2015
Ashok Vemuri may turn investor
Sources say he is likely to continue for 9 more months, till integration with Capgemini is completed
04/29/2015
High Profile Appointments at the Allele Fund
She is also a Senior Lecturer at Harvard Business School
04/28/2015
HP SCF adds three to team
We are excited to have a dedicated team of experienced private equity professionals
04/28/2015
Former Visa executive charges into robo-adviser SigFig
Charles Schwab recently jumped into the automated-investing business, pulling in $1.5 billion in client assets in just six weeks.
04/28/2015
Schechter Wealth boosts team
With more than 20 years of experience in executive benefit programs, tax, pension and investment management, Mr. Righter will focus his practice on advising high net worth individuals and corporations in portfolio construction, benefit plan design and ins
04/27/2015
TCW Hires Former Standard Chartered Market-Maker
Former Standard Chartered Market-Maker Brings More Than a Decade of Experience in Foreign Exchange and Interest Rates
04/27/2015
Former Goldman Sachs Family Office Advisor Joins LeoGroup
The arrival of Eric coincides with LeoGroup's current expansion of the firm's capabilities to service ultra-affluent individuals within LeoGroup's Multi-Family Office platform.
04/24/2015
Waddell & Reed Names Chief Regulatory Officer
He will oversee the compliance process for Waddell & Reed’s financial advisors sales channel as well as its Ivy Funds wholesaling activities.
04/24/2015
Wells Fargo Nabs Two Barclays Advisers
In a statement, Ms. Clancy said Wells Fargo’s “strength” and “stability” helped to land them at the firm, which has 15,134 advisers managing $1.4 trillion in assets.
04/23/2015
RBC hires two advisers from UBS
RBC said on Monday it hired three Morgan Stanley financial advisers
04/23/2015
Advisors Ahead Founder Craig Pfeiffer To Be New MMI President
Craig is an industry veteran with extensive relationships and throughout his career