09/19/2012
Wedbush Lures MSSB Advisor
Wedbush currently has more than 400 advisors in 100 offices around the country.
09/19/2012
Wedbush currently has more than 400 advisors in 100 offices around the country.
09/18/2012
Wells Fargo & Co has bolstered its independent broker force with the addition of three veteran adviser teams from rival firms Morgan Stanley Smith Barney, UBS Wealth Management Americas and Chase Bank.
09/18/2012
Goldman, which saw profits slide in the second quarter, also said that it will soon be appointing more independent directors to its board.
09/17/2012
She and her team work with the mass affluent market to help individuals and families grow, manage, protect and transfer wealth.
09/17/2012
He has accumulated 30 years of experience directly in the field of investments during which he has overseen investment programs with more than $6 billion in assets under management.
09/17/2012
A 16-year veteran of the retail wealth management industry, has extensive business development and expansion experience. He spent the last nine years at Morgan Stanley Smith Barney
09/17/2012
He s currently a Managing Director at The Goldman Sachs Group with responsibility for power asset investments made through Cogentrix Energy, an independent power producer and wholly owned subsidiary of Goldman Sachs.
09/17/2012
He said he made the move to be able to have greater independence in offering financial planning and investment advice more in line with his clients' interests, rather than feel pressured to push any particular bank products to them.
09/17/2012
HSBC Holdings has hired Michael Regan from Royal Bank of Scotland Group to head its U.S. credit trading group.
09/17/2012
New hires will be offered a permanent position, with no requirement or expectation that they leave after two years, according to a spokesman for Goldman.
09/13/2012
New 25-Member Board Created to Help Federal Agency Protect Consumers by Providing Expertise on Emerging Trends and Practices in Financial Services
09/13/2012
CEO Koji Nagai, 53, is cutting $210 million in expenses in the Americas as part of a plan to make the Tokyo-based bank’s overseas operations profitable by June 2014.
09/13/2012
Kames head of overseas equities Piers Hillier also joined Kames Capital from LV= Asset Management earlier this year.
09/13/2012
will bring nearly three decades of experience in community development finance to the task of advising the agency in its efforts to help consumer finance markets work by making rules more effective, by consistently and fairly enforcing those rules, and by
09/13/2012
Analysts worry that the stricter rules could trigger employee exodus
09/13/2012
He joins from Fischer Francis Trees & Watts where he was responsible for sales and marketing within the non-profit arena.
09/12/2012
The advisers joined Wells' private client group, the biggest division within the company's St. Louis-based brokerage business
09/12/2012
He will focus on guiding clients through the full life cycle of wealth, including the design and execution of sophisticated wealth accumulation, preservation and transfer strategies.
09/12/2012
“Moynihan is facing a lot of pressure from the board and investors to improve things, and so he’s putting somebody in play to help do that,” said Phillip Phan
09/12/2012
The appointments were made in conjunction with the expansion of Regions’ Wealth Management solutions for individual and institutional clients.