07/31/2013
Merrill lands Wisconsin adviser team from Wells Fargo
A spokeswoman for Wells Fargo & Co confirmed the team's departure, but declined to comment further.
People Moves
07/30/2013
Long-Term Solutions appoints Chief Compliance Officer
His broad experiences, expertise and personal style are a perfect complement to our culture
07/30/2013
Abbot Downing boosts CA team
He has joined Wells Fargo's Abbot Downing in San Francisco as Senior Relationship Manager.
07/30/2013
Dynasty Financial lands veteran UBS adviser team
Advisers Stuart Conley and Harvey Spira left UBS in June to join Further Lane
07/30/2013
Spilove splits Morgan Stanley to join UBS
A 34-year industry veteran, with 22 of those years as a legacy Smith Barney adviser, Ms. Spilove was a member of Morgan Stanley's Graystone Consulting unit, which serves institutional investment management consultants.
07/30/2013
UBS lands adviser from Morgan Stanley's Graystone
She is based in Princeton, New Jersey, joining a team that includes industry veterans L. Marc Shegoski and David Sears. She will report to John Geoghan, a complex director based in Red Bank, New Jersey.
07/30/2013
Korean Firm Continues U.S. Sales Expansion
Mirae Asset U.S.is hard at work building its sales team, again.
07/30/2013
Center Bancorp Announces Appointment of New Chairman at Its Bank Subsidiary
Bringing additional depth of skills and experience to the Board of the Bank as the Company seeks to enter a phase of strategic growth
07/30/2013
Canaccord Genuity Expands Investment Banking team
Canaccord Genuity is pleased to announce the new Managing Director, Head of US Special Situations and Restructuring
07/29/2013
Wedbush boosts Private Client Services Group
We are pleased to welcome Fritz to the firm as we continue to grow our team of Wedbush Financial Advisors
07/29/2013
RBS U.S. Credit Sales Head Britton Departs as Debt Unit Shrinks
Anthony Britton, is leaving the bank as its debt-trading and sales group in the region shrinks.
07/29/2013
PwC Appoints New Leader for Advisory Services
He will be responsible for overseeing more than 10,000 professionals focused on consulting, deals and forensics services.
07/28/2013
White Horse Advisors Continues to Expand Teams
Growing our staff in numbers and experience is an announcement I am excited to make
07/28/2013
NFP Names Chief Operating Officer
Carl Nelson Appointed Head of M&A
07/28/2013
Marsh Private Client Services Appoints a new CEO.
He will be responsible for leading this important business
07/28/2013
Wells Fargo adds big teams to independent channel
Including a five-adviser team from Morgan Stanley Wealth Management in Virginia.
07/28/2013
RBC’s U.S. Investment Banking Division Adds Two New Managing Directors — seven so far this year
The U.S. investment banking division of RBC Capital Markets has made two senior appointments, both at the level of Managing Director.
07/28/2013
AXA Equitable Names New Head of Business Line Marketing
He will work with businesses and the Insight & Analytics, Brand & Customer Experience
07/25/2013
Boca Wealth Management Office Welcomes Leading Financial Advisor
A major wealth management firm in Boca Raton is welcoming a new VP. Janey Montgomery Scott welcomes Steven Sapirstein
07/25/2013
Conte Wealth Advisors appoints Director of Business Development
Conte Wealth Advisors is pleased to announce its recent hire of MaryAnne (Nguyen) DiSante, who will join the CWA team as Director of Business Development (a newly created position).