08/29/2012
Gleacher & Company Securities has announced that Randolph H. Barker has joined the firm as an Executive Managing Director and Head of Investment Banking and Capital Markets.
08/28/2012
"We are quite pleased to have Kim and Bill join our Board. They each contribute decades of asset management industry expertise, will enrich the dialogue among Board members and add value for the shareholders of Calamos Asset Management," stated
08/28/2012
Previously, the 50-year-old Ms Johnson had been head of Fidelity’s distribution business, which includes brokerage and retirement.
08/28/2012
Barclays boosts US Financial Institutions team
He joins Barclays from National Australia Bank, where he was a Director in the Financial Institutions team managing relationships with major Canadian banks and regional and national US banks.
08/28/2012
The announcement, which is effective immediately, is part of a long-term plan to increase its top leadership group.
08/27/2012
The new hires, who moved to Merrill in early August, managed more than $323 million in client assets at UBS and generated roughly $3 million in annual production last year.
08/27/2012
Mr. Barker succeeds Jeffrey Tepper, a 22-year veteran of Gleacher, who is leaving the firm.
08/27/2012
Her appointment is effective September 17, 2012, and she’ll be working in the Toronto office.
08/27/2012
Knight Capital has selected three new directors, including the chief executive of TD Ameritrade, three weeks after Knight received a $400m injection from outside investors, according to people familiar with the matter.
08/27/2012
He will co-Chair BBH’s Asset Allocation Committee with Chief Investment Strategist, Scott Clemons, and will report directly to Charlie Izard, Partner responsible for Wealth Management. He will be based in BBH’s New York office.
08/27/2012
He is considering positions at several hedge funds, said one of the people, who asked not to be identified because the information hasn’t been made public.
08/26/2012
Old North State Wealth Management recently announced the firm’s director of estate planning and senior wealth manager.
08/26/2012
Florida based Multi-Family Wealth Office expands team
Her experience and customer service focus will enhance the concierge level of financial affairs coordination currently delivered by Legacy Family Office and its principal Tamara Surratt.
08/23/2012
It's the latest corporate governance shake-up at a bank that foundered during the financial crisis and in 2009 overhauled its board under government pressure.
08/23/2012
He holds a bachelor of arts in social ecology from the University of California, Irvine.
08/23/2012
Names John Keegan to Lead Region; Bruce Beaumont as Investment Advisor
08/23/2012
The teams, both New Jersey-based, joined Ameriprise's franchise group, which caters to independent advisers who also function as business owners.
08/23/2012
Gary succeeds Nick P. Calamos, President of Investments and Co-Chief Investment Officer, who has decided to step back from the day-to-day business of the firm to pursue personal interests. He will continue to serve as a member of the Calamos Board of Dire
08/23/2012
As head of North American Institutional Distribution, Ms. Fitzgerald will be responsible for U.S. and Canadian sales and global consultant relations.
08/23/2012
Kristi Mitchen, who has been sharing the role with Fitzgerald, will now take sole responsibility for the group.