• Wealth and Asset Management
  • People Moves
  • Legal, Regulation & Compliance
  • more...
    • FinTech

      Alternative Investments

      Investment Banking

      Comment, Analysis & Research

      Tax

      Retail Banking

      Planet SOS


Legal, Regulation & Compliance

11/14/2016

Brexit to hit European Private Equity investment harder than UK

Couple this with survey results revealing that Limited and General Partners expect Brexit to result in greater investment from UK-based investors and declining investment from Europe.

11/14/2016

International Lawyers Network Welcomes New Firm in Argentina, Salaberren y López Sansón

SyLS is the leading legal & tax boutique in business law in Argentina.

11/14/2016

Banking Regulators Propose Enhanced Cyber Risk Management Standards

The proposed ANPR standards would be integrated into these existing supervisory frameworks.

11/14/2016

Race to limit banker bonuses

Regulators are under increased pressure to do something about Wall Street pay

11/14/2016

OTC Derivatives Reform Creates Revenue Opportunities for Sovereign Wealth Funds, Asset Owners, According to BNY Mellon Paper

While the reforms are limiting the risk appetites of banks and curtailing the activities of other financial institutions, they exempted the SWFs from certain restrictions, according to the report.

11/11/2016

Synergy: Arnold & Porter and Kaye Scholer Announce Combination

Firms bring together renowned regulatory capabilities, and extensive litigation and transactional expertise

11/11/2016

'Wolf of Wall Street' banker whose wife divorced him for cocaine-fueled foursomes and drug binges is now accused of putting off finding a new job to dodge alimony

Di Mauro, 41, is accusing her ex-husband of deliberately delaying finding new work after quitting his job to pay her alimony

11/10/2016

Deloitte Corporate Finance LLC advises First Sterling Financial Inc. on the sale of its Corporate Fund Syndication and Asset Management Businesses to Regions Bank

The acquisition closed on Oct. 14, 2016.

11/10/2016

Movie Producer Charged With Defrauding Hedge Fund Investors

Wellner previously settled SEC charges filed in federal district court in Florida and has been barred from working in the securities industry.

11/10/2016

Financial Institutions Find Regulatory Compliance More Challenging Than Tax and Internal Controls Combined

“Increased regulation can squeeze profitability because of the additional human capital, systems, and processes needed to comply."

11/10/2016

Corrected Ex Rabobank Trader Gets 3 Months in U.S. Prison for Libor Scheme

A former Rabobank trader was sentenced after pleading guilty to conspiring to commit wire fraud and bank fraud

11/10/2016

Brazil central bank pauses interventions as Trump win boosts volatility

The pause in the auctions marks a setback to the central bank's year-old plan to unload its costly exposure to traditional currency swaps, equivalent to future dollar sales.

11/09/2016

IRS Nets $10 Billion FATCA Tax Haul

The IRS continues to urge those people with international tax issues to come forward to meet their tax obligations

11/09/2016

Justices weigh fair lending lawsuit against Bank of America, Wells Fargo

Under the Fair Housing Act, she said, the city is considered an aggrieved person.

11/08/2016

Three top stock picks from Sprung Investment’s Michael Sprung

HCG is well financed, and at current levels, the stock has a yield of 3.7 per cent.

11/08/2016

Libor Alternatives Have Their Own Issues

Market overseers have been pushing the industry to come up with a credible replacement for U.S. dollar Libor in the wake of a rigging scandal

11/08/2016

BCSC discontinues proceedings against former investment advisers who still face SEC scrutiny

The BCSC alleged the case involved stock transactions worth more than $46 million.

11/07/2016

Libyan sovereign fund seeks to appeal judgment in Goldman case

Litigants can ask the Court of Appeal for permission to proceed with an appeal if the trial judge has refused permission.

11/07/2016

US regulator finds another cheat device in Audi car

A year on since the parent party Volkswagen was hit with near bankruptsy.

11/07/2016

NFA orders commodity pool operator and commodity trading advisor The Cambridge Strategy Asset Management Limited to pay $60,000 fine

In December 2014, the BCC issued its first Decision against Cambridge

  • 1
  • 2
  • 3
  • …
  • 178
  • 179
  • 180
  • 181
  • 182
  • 183
  • 184
  • 185
  • 186
  • 187
  • 188
  • …
  • 336
  • 337
  • 338

Translate

Member Area

Forgot password?
New User?   Register Now!
  • Popular
  • Recent

Bank Of America Highlights Women Advisors And Refines Italian Leadership Narrative

02-11-2026

KeyBank Deepens Middle Market Commitment with Family Office Banking Team

02-11-2026

Schroders and Apollo to deliver next generation investment solutions in ambitious multi-channel partnership

02-09-2026

Bluespring Wealth Partners Welcomes $2.3 Billion SHP Financial

02-11-2026

What does Fed policy mean for investors?

02-09-2026

Broadridge to Acquire CQG, Expanding Global Futures and Options Trading Capabilities

02-09-2026

T. Rowe Price Survey Finds Charitable Giving Planning Can Strengthen Advisor And Client Relationships

02-11-2026

$1.5B RIA Aerodigm Wealth Launched From Accounting Firm Buyout

02-11-2026

Broadridge’s Distributed Ledger Repo Platform Achieves 508% Year Over Year Growth in January

02-13-2026

Nissay Asset Management Corporation Becomes First in Japan to Implement Broadridge’s Mortgage-Backed Securities Trade Assignment Portal

02-13-2026

NPW Expands into Investment Fund Management to Deliver Curated Private-Market Access for Ultra-High-Net-Worth Families

02-13-2026

Cardinal Point Wealth Management Explains How the Canada Revenue Agency Taxes Cryptocurrency

02-13-2026

Bloomridge completes the integration of RMB Wealth Management

02-13-2026

Inside Wealth Family Office 15: Most active investment firms of the ultra-wealthy

02-13-2026

Mariner Pairs with State Street to Scale Operations and Support Growth to 5,000 Advisors via Charles River’s Wealth Platform

02-13-2026

SEC Enforcement Chief Defends Division as Atkins Faces Scrutiny Over Crypto Dismissals

02-13-2026

The Wealth Mosaic

Quick Links

  • Industry Events
  • Free White Papers
  • Featured Multimedia
  • RSS Feeds

© 2006 - 2026 Managers of Wealth Network. [Latest wealth management news, research and opinion from around the World] | Privacy Statement | Terms and Conditions

Network of websites
Managers of Wealth | Europe | Offshore | Asia | Americas | Middle East | Africa | FinTech | Funds | Legal

  • Wealth and Asset Management
  • People Moves
  • Legal, Regulation & Compliance
  • FinTech
  • Alternative Investments
  • Investment Banking
  • Comment, Analysis & Research
  • Tax
  • Retail Banking
  • Planet SOS