09/02/2016
Yesterday, outraged by Apple’s tax dodge. Today, by its tax bill.
Most lawmakers and business groups do not see it that way.
09/02/2016
Most lawmakers and business groups do not see it that way.
09/02/2016
In an amended suit in Delaware Chancery Court, Good’s shareholders said that J. P. Morgan, the start-up’s banker, had faced so many conflicts of interest in its dealings
09/01/2016
The SEC found that RBC’s presentation described one of its valuations as being based on Wall Street analysts’ “consensus projections” of Rural/Metro’s 2010 adjusted EBITDA, a pretax earnings figure.
08/31/2016
In sum, the state of the American banking system is something both bankers and regulators can take pride in.
08/30/2016
New offering from Lockwood also assists registered reps looking to transition to fee-based advisory mode
08/30/2016
The so-called co-investments allow institutional investors such as pension funds and sovereign wealth funds to invest in target companies.
08/26/2016
The SEC found that the monitoring agreements allowed Apollo, upon the triggering of certain events, to terminate the agreement and accelerate the remaining years of the monitoring fees to be collected in a present value lump sum termination payment.
08/26/2016
The amendments will improve the quality of information that investment advisers provide to investors and the Commission.
08/26/2016
The firms repeated many of F-Squared’s claims while recommending the investment to their own clients without obtaining sufficient documentation to substantiate the information being advertised.
08/26/2016
US accused of ‘acting like a tax haven’ for threatening retaliation against Brussels’ anti-trust investigations into Apple, Amazon and Starbucks
08/26/2016
The plaintiffs seek damages, interest and attorneys fees, among other relief.
08/25/2016
An SEC investigation found that WL Ross advises the WLR Funds and other private equity funds, as well as separately managed accounts and co-investment vehicles.
08/25/2016
Michael Schoenfeld, vice president for public affairs and government relations, wrote Duke’s claim was a “routine transaction”
08/25/2016
Birkenfeld's book about the UBS Swiss banking investigation, Lucifer's Banker, is published in October.
08/24/2016
Wall Street’s top cop has made policing private equity fees a priority.
08/24/2016
According to the lawsuit, Oxford Financial oversees more than $20 billion in assets for more than 700 families and investment groups in at least 37 U.S. states.
08/22/2016
The focus on the Fed raising rates masks the global easing in monetary policy
08/22/2016
Several practices bolstered revenue: banking and finance, capital markets and M&A, antitrust, employment, intellectual property and trade and commerce.
08/19/2016
The class action, filed in the U.S. District Court for the Southern District of New York, claims the banks sought to fix the bank bill swap rate, the local equivalent of Libor, which is used to price billions of dollars of floating-rate bonds and syndicat
08/19/2016
We brought all of the charges supported by the evidence and the law, which were unanimously approved by the Commission.